美国 The Emergency Planning & Community Right-To-Know Act (EPCRA)(1986)
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[Laws in effect as of January 7, 2003]

[Document not affected by Public Laws enacted between

  January 7, 2003 and February 12, 2003]

 

TITLE 42--THE PUBLIC HEALTH AND WELFARE

CHAPTER 116--EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW

 

SUBCHAPTER I--EMERGENCY PLANNING AND NOTIFICATION

SUBCHAPTER II--REPORTING REQUIREMENTS

SUBCHAPTER III--GENERAL PROVISIONS 

 

 SUBCHAPTER I--EMERGENCY PLANNING AND NOTIFICATION      

Sec. 11001. Establishment of State commissions, planning

        districts, and local committees       

(a) Establishment of State emergency response commissions

 

    Not later than six months after October 17, 1986, the Governor of

each State shall appoint a State emergency response commission. The

Governor may designate as the State emergency response commission one or

more existing emergency response organizations that are State-sponsored

or appointed. The Governor shall, to the extent practicable, appoint

persons to the State emergency response commission who have technical

expertise in the emergency response field. The State emergency response

commission shall appoint local emergency planning committees under

subsection (c) of this section and shall supervise and coordinate the

activities of such committees. The State emergency response commission

shall establish procedures for receiving and processing requests from

the public for information under section 11044 of this title, including

tier II information under section 11022 of this title. Such procedures

shall include the designation of an official to serve as coordinator for

information. If the Governor of any State does not designate a State

emergency response commission within such period, the Governor shall

operate as the State emergency response commission until the Governor

makes such designation.

 

(b) Establishment of emergency planning districts

 

    Not later than nine months after October 17, 1986, the State

emergency response commission shall designate emergency planning

districts in order to facilitate preparation and implementation of

emergency plans. Where appropriate, the State emergency response

commission may designate existing political subdivisions or

multijurisdictional planning organizations as such districts. In

emergency planning areas that involve more than one State, the State

emergency response commissions of all potentially affected States may

designate emergency planning districts and local emergency planning

committees by agreement. In making such designation, the State emergency

response commission shall indicate which facilities subject to the

requirements of this subchapter are within such emergency planning

district.

 

(c) Establishment of local emergency planning committees

 

    Not later than 30 days after designation of emergency planning

districts or 10 months after October 17, 1986, whichever is earlier, the

State emergency response commission shall appoint members of a local

emergency planning committee for each emergency planning district. Each

committee shall include, at a minimum, representatives from each of the

following groups or organizations: elected State and local officials;

law enforcement, civil defense, firefighting, first aid, health, local

environmental, hospital, and transportation personnel; broadcast and

print media; community groups; and owners and operators of facilities

subject to the requirements of this subchapter. Such committee shall

appoint a chairperson and shall establish rules by which the committee

shall function. Such rules shall include provisions for public

notification of committee activities, public meetings to discuss the

emergency plan, public comments, response to such comments by the

committee, and distribution of the emergency plan. The local emergency

planning committee shall establish procedures for receiving and

processing requests from the public for information under section 11044

of this title, including tier II information under section 11022 of this

title. Such procedures shall include the designation of an official to

serve as coordinator for information.

 

(d) Revisions

 

    A State emergency response commission may revise its designations

and appointments under subsections (b) and (c) of this section as it

deems appropriate. Interested persons may petition the State emergency

response commission to modify the membership of a local emergency

planning committee.

 

(Pub. L. 99-499, title III, Sec. 301, Oct. 17, 1986, 100 Stat. 1729.)

 

 

                             Effective Date

 

    Chapter effective Oct. 17, 1986, see section 4 of Pub. L. 99-499,

set out as an Effective Date of 1986 Amendment note under section 9601

of this title.

 

 

                               Short Title

 

    Section 300(a) of title III of Pub. L. 99-499 provided that: ``This

title [enacting this chapter] may be cited as the `Emergency Planning

and Community Right-To-Know Act of 1986.

 

                        Executive Order No. 12856

 

    Ex. Ord. No. 12856, Aug. 3, 1993, 58 F.R. 41981, which provided for

Federal compliance with right-to-know laws and pollution prevention

requirements, was revoked by Ex. Ord. No. 13148, Sec. 901, Apr. 21,

2000, 65 F.R. 24604, set out as a note under section 4321 of this title.

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11004, 11042 of this title;

title 49 sections 5115, 5116.

 

Sec. 11002. Substances and facilities covered and notification

 

 

(a) Substances covered

 

                           (1) In general

 

        A substance is subject to the requirements of this subchapter if

    the substance is on the list published under paragraph (2).

 

             (2) List of extremely hazardous substances

 

        Within 30 days after October 17, 1986, the Administrator shall

    publish a list of extremely hazardous substances. The list shall be

    the same as the list of substances published in November 1985 by the

    Administrator in Appendix A of the ``Chemical Emergency Preparedness

    Program Interim Guidance.

 

                           (3) Thresholds

 

        (A) At the time the list referred to in paragraph (2) is

    published the Administrator shall--

            (i) publish an interim final regulation establishing a

        threshold planning quantity for each substance on the list,

        taking into account the criteria described in paragraph (4), and

            (ii) initiate a rulemaking in order to publish final

        regulations establishing a threshold planning quantity for each

        substance on the list.

 

        (B) The threshold planning quantities may, at the

    Administrators discretion, be based on classes of chemicals or

    categories of facilities.

        (C) If the Administrator fails to publish an interim final

    regulation establishing a threshold planning quantity for a

    substance within 30 days after October 17, 1986, the threshold

    planning quantity for the substance shall be 2 pounds until such

    time as the Administrator publishes regulations establishing a

    threshold for the substance.

 

                            (4) Revisions

 

        The Administrator may revise the list and thresholds under

    paragraphs (2) and (3) from time to time. Any revisions to the list

    shall take into account the toxicity, reactivity, volatility,

    dispersability, combustability, or flammability of a substance. For

    purposes of the preceding sentence, the term ``toxicity shall

    include any short- or long-term health effect which may result from

    a short-term exposure to the substance.

 

(b) Facilities covered

 

    (1) Except as provided in section 11004 of this title, a facility is

subject to the requirements of this subchapter if a substance on the

list referred to in subsection (a) of this section is present at the

facility in an amount in excess of the threshold planning quantity

established for such substance.

    (2) For purposes of emergency planning, a Governor or a State

emergency response commission may designate additional facilities which

shall be subject to the requirements of this subchapter, if such

designation is made after public notice and opportunity for comment. The

Governor or State emergency response commission shall notify the

facility concerned of any facility designation under this paragraph.

 

(c) Emergency planning notification

 

    Not later than seven months after October 17, 1986, the owner or

operator of each facility subject to the requirements of this subchapter

by reason of subsection (b)(1) of this section shall notify the State

emergency response commission for the State in which such facility is

located that such facility is subject to the requirements of this

subchapter. Thereafter, if a substance on the list of extremely

hazardous substances referred to in subsection (a) of this section first

becomes present at such facility in excess of the threshold planning

quantity established for such substance, or if there is a revision of

such list and the facility has present a substance on the revised list

in excess of the threshold planning quantity established for such

substance, the owner or operator of the facility shall notify the State

emergency response commission and the local emergency planning committee

within 60 days after such acquisition or revision that such facility is

subject to the requirements of this subchapter.

 

(d) Notification of Administrator

 

    The State emergency response commission shall notify the

Administrator of facilities subject to the requirements of this

subchapter by notifying the Administrator of--

        (1) each notification received from a facility under subsection

    (c) of this section, and

        (2) each facility designated by the Governor or State emergency

    response commission under subsection (b)(2) of this section.

 

(Pub. L. 99-499, title III, Sec. 302, Oct. 17, 1986, 100 Stat. 1730.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 7413, 11003, 11004, 11005,

11045, 11046, 11049 of this title.

 

Sec. 11003. Comprehensive emergency response plans

 

 

(a) Plan required

 

    Each local emergency planning committee shall complete preparation

of an emergency plan in accordance with this section not later than two

years after October 17, 1986. The committee shall review such plan once

a year, or more frequently as changed circumstances in the community or

at any facility may require.

 

(b) Resources

 

    Each local emergency planning committee shall evaluate the need for

resources necessary to develop, implement, and exercise the emergency

plan, and shall make recommendations with respect to additional

resources that may be required and the means for providing such

additional resources.

 

(c) Plan provisions

 

    Each emergency plan shall include (but is not limited to) each of

the following:

        (1) Identification of facilities subject to the requirements of

    this subchapter that are within the emergency planning district,

    identification of routes likely to be used for the transportation of

    substances on the list of extremely hazardous substances referred to

    in section 11002(a) of this title, and identification of additional

    facilities contributing or subjected to additional risk due to their

    proximity to facilities subject to the requirements of this

    subchapter, such as hospitals or natural gas facilities.

        (2) Methods and procedures to be followed by facility owners and

    operators and local emergency and medical personnel to respond to

    any release of such substances.

        (3) Designation of a community emergency coordinator and

    facility emergency coordinators, who shall make determinations

    necessary to implement the plan.

        (4) Procedures providing reliable, effective, and timely

    notification by the facility emergency coordinators and the

    community emergency coordinator to persons designated in the

    emergency plan, and to the public, that a release has occurred

    (consistent with the emergency notification requirements of section

    11004 of this title).

        (5) Methods for determining the occurrence of a release, and the

    area or population likely to be affected by such release.

        (6) A description of emergency equipment and facilities in the

    community and at each facility in the community subject to the

    requirements of this subchapter, and an identification of the

    persons responsible for such equipment and facilities.

        (7) Evacuation plans, including provisions for a precautionary

    evacuation and alternative traffic routes.

        (8) Training programs, including schedules for training of local

    emergency response and medical personnel.

        (9) Methods and schedules for exercising the emergency plan.

 

(d) Providing of information

 

    For each facility subject to the requirements of this subchapter:

        (1) Within 30 days after establishment of a local emergency

    planning committee for the emergency planning district in which such

    facility is located, or within 11 months after October 17, 1986,

    whichever is earlier, the owner or operator of the facility shall

    notify the emergency planning committee (or the Governor if there is

    no committee) of a facility representative who will participate in

    the emergency planning process as a facility emergency coordinator.

        (2) The owner or operator of the facility shall promptly inform

    the emergency planning committee of any relevant changes occurring

    at such facility as such changes occur or are expected to occur.

        (3) Upon request from the emergency planning committee, the

    owner or operator of the facility shall promptly provide information

    to such committee necessary for developing and implementing the

    emergency plan.

 

(e) Review by State emergency response commission

 

    After completion of an emergency plan under subsection (a) of this

section for an emergency planning district, the local emergency planning

committee shall submit a copy of the plan to the State emergency

response commission of each State in which such district is located. The

commission shall review the plan and make recommendations to the

committee on revisions of the plan that may be necessary to ensure

coordination of such plan with emergency response plans of other

emergency planning districts. To the maximum extent practicable, such

review shall not delay implementation of such plan.

 

(f) Guidance documents

 

    The national response team, as established pursuant to the National

Contingency Plan as established under section 9605 of this title, shall

publish guidance documents for preparation and implementation of

emergency plans. Such documents shall be published not later than five

months after October 17, 1986.

 

(g) Review of plans by regional response teams

 

    The regional response teams, as established pursuant to the National

Contingency Plan as established under section 9605 of this title, may

review and comment upon an emergency plan or other issues related to

preparation, implementation, or exercise of such a plan upon request of

a local emergency planning committee. Such review shall not delay

implementation of the plan.

 

(Pub. L. 99-499, title III, Sec. 303, Oct. 17, 1986, 100 Stat. 1731.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11042, 11045, 11046 of this

title; title 49 section 5116.

 

Sec. 11004. Emergency notification

 

 

(a) Types of releases

 

         (1) 11002(a) substance which requires CERCLA notice

 

        If a release of an extremely hazardous substance referred to in

    section 11002(a) of this title occurs from a facility at which a

    hazardous chemical is produced, used, or stored, and such release

    requires a notification under section 103(a) of the Comprehensive

    Environmental Response, Compensation, and Liability Act of 1980 [42

    U.S.C. 9603(a)] (hereafter in this section referred to as

    ``CERCLA) (42 U.S.C. 9601 et seq.), the owner or operator of the

    facility shall immediately provide notice as described in subsection

    (b) of this section.

 

                    (2) Other 11002(a) substance

 

        If a release of an extremely hazardous substance referred to in

    section 11002(a) of this title occurs from a facility at which a

    hazardous chemical is produced, used, or stored, and such release is

    not subject to the notification requirements under section 103(a) of

    CERCLA [42 U.S.C. 9603(a)], the owner or operator of the facility

    shall immediately provide notice as described in subsection (b) of

    this section, but only if the release--

            (A) is not a federally permitted release as defined in

        section 101(10) of CERCLA [42 U.S.C. 9601(10)],

            (B) is in an amount in excess of a quantity which the

        Administrator has determined (by regulation) requires notice,

        and

            (C) occurs in a manner which would require notification

        under section 103(a) of CERCLA [42 U.S.C. 9603(a)].

 

    Unless and until superseded by regulations establishing a quantity

    for an extremely hazardous substance described in this paragraph, a

    quantity of 1 pound shall be deemed that quantity the release of

    which requires notice as described in subsection (b) of this

    section.

 

       (3) Non-11002(a) substance which requires CERCLA notice

 

        If a release of a substance which is not on the list referred to

    in section 11002(a) of this title occurs at a facility at which a

    hazardous chemical is produced, used, or stored, and such release

    requires notification under section 103(a) of CERCLA [42 U.S.C.

    9603(a)], the owner or operator shall provide notice as follows:

            (A) If the substance is one for which a reportable quantity

        has been established under section 102(a) of CERCLA [42 U.S.C.

        9602(a)], the owner or operator shall provide notice as

        described in subsection (b) of this section.

            (B) If the substance is one for which a reportable quantity

        has not been established under section 102(a) of CERCLA [42

        U.S.C. 9602(a)]--

                (i) Until April 30, 1988, the owner or operator shall

            provide, for releases of one pound or more of the substance,

            the same notice to the community emergency coordinator for

            the local emergency planning committee, at the same time and

            in the same form, as notice is provided to the National

            Response Center under section 103(a) of CERCLA [42 U.S.C.

            9603(a)].

                (ii) On and after April 30, 1988, the owner or operator

            shall provide, for releases of one pound or more of the

            substance, the notice as described in subsection (b) of this

            section.

 

                        (4) Exempted releases

 

        This section does not apply to any release which results in

    exposure to persons solely within the site or sites on which a

    facility is located.

 

(b) Notification

 

                      (1) Recipients of notice

 

        Notice required under subsection (a) of this section shall be

    given immediately after the release by the owner or operator of a

    facility (by such means as telephone, radio, or in person) to the

    community emergency coordinator for the local emergency planning

    committees, if established pursuant to section 11001(c) of this

    title, for any area likely to be affected by the release and to the

    State emergency planning commission of any State likely to be

    affected by the release. With respect to transportation of a

    substance subject to the requirements of this section, or storage

    incident to such transportation, the notice requirements of this

    section with respect to a release shall be satisfied by dialing 911

    or, in the absence of a 911 emergency telephone number, calling the

    operator.

 

                            (2) Contents

 

        Notice required under subsection (a) of this section shall

    include each of the following (to the extent known at the time of

    the notice and so long as no delay in responding to the emergency

    results):

            (A) The chemical name or identity of any substance involved

        in the release.

            (B) An indication of whether the substance is on the list

        referred to in section 11002(a) of this title.

            (C) An estimate of the quantity of any such substance that

        was released into the environment.

            (D) The time and duration of the release.

            (E) The medium or media into which the release occurred.

            (F) Any known or anticipated acute or chronic health risks

        associated with the emergency and, where appropriate, advice

        regarding medical attention necessary for exposed individuals.

            (G) Proper precautions to take as a result of the release,

        including evacuation (unless such information is readily

        available to the community emergency coordinator pursuant to the

        emergency plan).

            (H) The name and telephone number of the person or persons

        to be contacted for further information.

 

(c) Followup emergency notice

 

    As soon as practicable after a release which requires notice under

subsection (a) of this section, such owner or operator shall provide a

written followup emergency notice (or notices, as more information

becomes available) setting forth and updating the information required

under subsection (b) of this section, and including additional

information with respect to--

        (1) actions taken to respond to and contain the release,

        (2) any known or anticipated acute or chronic health risks

    associated with the release, and

        (3) where appropriate, advice regarding medical attention

    necessary for exposed individuals.

 

(d) Transportation exemption not applicable

 

    The exemption provided in section 11047 of this title (relating to

transportation) does not apply to this section.

 

(Pub. L. 99-499, title III, Sec. 304, Oct. 17, 1986, 100 Stat. 1733.)

 

                       References in Text

 

    The Comprehensive Environmental Response, Compensation, and

Liability Act of 1980, and CERCLA, referred to in subsec. (a)(1), (3),

is Pub. L. 96-510, Dec. 11, 1980, 94 Stat. 2767, as amended, which is

classified principally to chapter 103 (Sec. 9601 et seq.) of this title.

For complete classification of this Act to the Code, see Short Title

note set out under section 9601 of this title and Tables.

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11002, 11003, 11045, 11046,

11047, 11049 of this title.

 

Sec. 11005. Emergency training and review of emergency systems

 

 

(a) Emergency training

 

                            (1) Programs

 

        Officials of the United States Government carrying out existing

    Federal programs for emergency training are authorized to

    specifically provide training and education programs for Federal,

    State, and local personnel in hazard mitigation, emergency

    preparedness, fire prevention and control, disaster response, long-

    term disaster recovery, national security, technological and natural

    hazards, and emergency processes. Such programs shall provide

    special emphasis for such training and education with respect to

    hazardous chemicals.

 

                 (2) State and local program support

 

        There is authorized to be appropriated to the Federal Emergency

    Management Agency for each of the fiscal years 1987, 1988, 1989, and

    1990, $5,000,000 for making grants to support programs of State and

    local governments, and to support university-sponsored programs,

    which are designed to improve emergency planning, preparedness,

    mitigation, response, and recovery capabilities. Such programs shall

    provide special emphasis with respect to emergencies associated with

    hazardous chemicals. Such grants may not exceed 80 percent of the

    cost of any such program. The remaining 20 percent of such costs

    shall be funded from non-Federal sources.

 

                         (3) Other programs

 

        Nothing in this section shall affect the availability of

    appropriations to the Federal Emergency Management Agency for any

    programs carried out by such agency other than the programs referred

    to in paragraph (2).

 

(b) Review of emergency systems

 

                             (1) Review

 

        The Administrator shall initiate, not later than 30 days after

    October 17, 1986, a review of emergency systems for monitoring,

    detecting, and preventing releases of extremely hazardous substances

    at representative domestic facilities that produce, use, or store

    extremely hazardous substances. The Administrator may select

    representative extremely hazardous substances from the substances on

    the list referred to in section 11002(a) of this title for the

    purposes of this review. The Administrator shall report interim

    findings to the Congress not later than seven months after October

    17, 1986, and issue a final report of findings and recommendations

    to the Congress not later than 18 months after October 17, 1986.

    Such report shall be prepared in consultation with the States and

    appropriate Federal agencies.

 

                             (2) Report

 

        The report required by this subsection shall include the

    Administrators findings regarding each of the following:

            (A) The status of current technological capabilities to (i)

        monitor, detect, and prevent, in a timely manner, significant

        releases of extremely hazardous substances, (ii) determine the

        magnitude and direction of the hazard posed by each release,

        (iii) identify specific substances, (iv) provide data on the

        specific chemical composition of such releases, and (v)

        determine the relative concentrations of the constituent

        substances.

            (B) The status of public emergency alert devices or systems

        for providing timely and effective public warning of an

        accidental release of extremely hazardous substances into the

        environment, including releases into the atmosphere, surface

        water, or groundwater from facilities that produce, store, or

        use significant quantities of such extremely hazardous

        substances.

            (C) The technical and economic feasibility of establishing,

        maintaining, and operating perimeter alert systems for detecting

        releases of such extremely hazardous substances into the

        atmosphere, surface water, or groundwater, at facilities that

        manufacture, use, or store significant quantities of such

        substances.

 

                         (3) Recommendations

 

        The report required by this subsection shall also include the

    Administrators recommendations for--

            (A) initiatives to support the development of new or

        improved technologies or systems that would facilitate the

        timely monitoring, detection, and prevention of releases of

        extremely hazardous substances, and

            (B) improving devices or systems for effectively alerting

        the public in a timely manner, in the event of an accidental

        release of such extremely hazardous substances.

 

(Pub. L. 99-499, title III, Sec. 305, Oct. 17, 1986, 100 Stat. 1735.)

 

SUBCHAPTER II--REPORTING REQUIREMENTS

 

Sec.  11021. Material safety data sheets.

 

(a) Basic requirement

 

                   (1) Submission of MSDS or list

 

        The owner or operator of any facility which is required to

    prepare or have available a material safety data sheet for a

    hazardous chemical under the Occupational Safety and Health Act of

    1970 [29 U.S.C. 651 et seq.] and regulations promulgated under that

    Act shall submit a material safety data sheet for each such

    chemical, or a list of such chemicals as described in paragraph (2),

    to each of the following:

            (A) The appropriate local emergency planning committee.

            (B) The State emergency response commission.

            (C) The fire department with jurisdiction over the facility.

 

                        (2) Contents of list

 

        (A) The list of chemicals referred to in paragraph (1) shall

    include each of the following:

            (i) A list of the hazardous chemicals for which a material

        safety data sheet is required under the Occupational Safety and

        Health Act of 1970 [29 U.S.C. 651 et seq.] and regulations

        promulgated under that Act, grouped in categories of health and

        physical hazards as set forth under such Act and regulations

        promulgated under such Act, or in such other categories as the

        Administrator may prescribe under subparagraph (B).

            (ii) The chemical name or the common name of each such

        chemical as provided on the material safety data sheet.

            (iii) Any hazardous component of each such chemical as

        provided on the material safety data sheet.

 

        (B) For purposes of the list under this paragraph, the

    Administrator may modify the categories of health and physical

    hazards as set forth under the Occupational Safety and Health Act of

    1970 [29 U.S.C. 651 et seq.] and regulations promulgated under that

    Act by requiring information to be reported in terms of groups of

    hazardous chemicals which present similar hazards in an emergency.

 

                      (3) Treatment of mixtures

 

        An owner or operator may meet the requirements of this section

    with respect to a hazardous chemical which is a mixture by doing one

    of the following:

            (A) Submitting a material safety data sheet for, or

        identifying on a list, each element or compound in the mixture

        which is a hazardous chemical. If more than one mixture has the

        same element or compound, only one material safety data sheet,

        or one listing, of the element or compound is necessary.

            (B) Submitting a material safety data sheet for, or

        identifying on a list, the mixture itself.

 

(b) Thresholds

 

    The Administrator may establish threshold quantities for hazardous

chemicals below which no facility shall be subject to the provisions of

this section. The threshold quantities may, in the Administrators

discretion, be based on classes of chemicals or categories of

facilities.

 

(c) Availability of MSDS on request

 

              (1) To local emergency planning committee

 

        If an owner or operator of a facility submits a list of

    chemicals under subsection (a)(1) of this section, the owner or

    operator, upon request by the local emergency planning committee,

    shall submit the material safety data sheet for any chemical on the

    list to such committee.

 

                            (2) To public

 

        A local emergency planning committee, upon request by any

    person, shall make available a material safety data sheet to the

    person in accordance with section 11044 of this title. If the local

    emergency planning committee does not have the requested material

    safety data sheet, the committee shall request the sheet from the

    facility owner or operator and then make the sheet available to the

    person in accordance with section 11044 of this title.

 

(d) Initial submission and updating

 

    (1) The initial material safety data sheet or list required under

this section with respect to a hazardous chemical shall be provided

before the later of--

        (A) 12 months after October 17, 1986, or

        (B) 3 months after the owner or operator of a facility is

    required to prepare or have available a material safety data sheet

    for the chemical under the Occupational Safety and Health Act of

    1970 [29 U.S.C. 651 et seq.] and regulations promulgated under that

    Act.

 

    (2) Within 3 months following discovery by an owner or operator of

significant new information concerning an aspect of a hazardous chemical

for which a material safety data sheet was previously submitted to the

local emergency planning committee under subsection (a) of this section,

a revised sheet shall be provided to such person.

 

(e) ``Hazardous chemical defined

 

    For purposes of this section, the term ``hazardous chemical has

the meaning given such term by section 1910.1200(c) of title 29 of the

Code of Federal Regulations, except that such term does not include the

following:

        (1) Any food, food additive, color additive, drug, or cosmetic

    regulated by the Food and Drug Administration.

        (2) Any substance present as a solid in any manufactured item to

    the extent exposure to the substance does not occur under normal

    conditions of use.

        (3) Any substance to the extent it is used for personal, family,

    or household purposes, or is present in the same form and

    concentration as a product packaged for distribution and use by the

    general public.

        (4) Any substance to the extent it is used in a research

    laboratory or a hospital or other medical facility under the direct

    supervision of a technically qualified individual.

        (5) Any substance to the extent it is used in routine

    agricultural operations or is a fertilizer held for sale by a

    retailer to the ultimate customer.

 

(Pub. L. 99-499, title III, Sec. 311, Oct. 17, 1986, 100 Stat. 1736.)

 

                       References in Text

 

    The Occupational Safety and Health Act of 1970, referred to in

subsecs. (a)(1), (2)(A)(i), (B) and (d)(1)(B), is Pub. L. 91-596, Dec.

29, 1970, 84 Stat. 1590, as amended, which is classified principally to

chapter 15 (Sec. 651 et seq.) of Title 29, Labor. For complete

classification of this Act to the Code, see Short Title note set out

under section 651 of Title 29 and Tables.

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11022, 11041, 11042, 11043,

11044, 11045, 11046, 11049 of this title.

Sec.  11022. Emergency and hazardous chemical inventory forms.

(a) Basic requirement

 

    (1) The owner or operator of any facility which is required to

prepare or have available a material safety data sheet for a hazardous

chemical under the Occupational Safety and Health Act of 1970 [29 U.S.C.

651 et seq.] and regulations promulgated under that Act shall prepare

and submit an emergency and hazardous chemical inventory form (hereafter

in this chapter referred to as an ``inventory form) to each of the

following:

        (A) The appropriate local emergency planning committee.

        (B) The State emergency response commission.

        (C) The fire department with jurisdiction over the facility.

 

    (2) The inventory form containing tier I information (as described

in subsection (d)(1) of this section) shall be submitted on or before

March 1, 1988, and annually thereafter on March 1, and shall contain

data with respect to the preceding calendar year. The preceding sentence

does not apply if an owner or operator provides, by the same deadline

and with respect to the same calendar year, tier II information (as

described in subsection (d)(2) of this section) to the recipients

described in paragraph (1).

    (3) An owner or operator may meet the requirements of this section

with respect to a hazardous chemical which is a mixture by doing one of

the following:

        (A) Providing information on the inventory form on each element

    or compound in the mixture which is a hazardous chemical. If more

    than one mixture has the same element or compound, only one listing

    on the inventory form for the element or compound at the facility is

    necessary.

        (B) Providing information on the inventory form on the mixture

    itself.

 

(b) Thresholds

 

    The Administrator may establish threshold quantities for hazardous

chemicals covered by this section below which no facility shall be

subject to the provisions of this section. The threshold quantities may,

in the Administrators discretion, be based on classes of chemicals or

categories of facilities.

 

(c) Hazardous chemicals covered

 

    A hazardous chemical subject to the requirements of this section is

any hazardous chemical for which a material safety data sheet or a

listing is required under section 11021 of this title.

 

(d) Contents of form

 

                       (1) Tier I information

 

        (A) Aggregate information by category

 

            An inventory form shall provide the information described in

        subparagraph (B) in aggregate terms for hazardous chemicals in

        categories of health and physical hazards as set forth under the

        Occupational Safety and Health Act of 1970 [29 U.S.C. 651 et

        seq.] and regulations promulgated under that Act.

 

        (B) Required information

 

            The information referred to in subparagraph (A) is the

        following:

                (i) An estimate (in ranges) of the maximum amount of

            hazardous chemicals in each category present at the facility

            at any time during the preceding calendar year.

                (ii) An estimate (in ranges) of the average daily amount

            of hazardous chemicals in each category present at the

            facility during the preceding calendar year.

                (iii) The general location of hazardous chemicals in

            each category.

 

        (C) Modifications

 

            For purposes of reporting information under this paragraph,

        the Administrator may--

                (i) modify the categories of health and physical hazards

            as set forth under the Occupational Safety and Health Act of

            1970 [29 U.S.C. 651 et seq.] and regulations promulgated

            under that Act by requiring information to be reported in

            terms of groups of hazardous chemicals which present similar

            hazards in an emergency, or

                (ii) require reporting on individual hazardous chemicals

            of special concern to emergency response personnel.

 

                       (2) Tier II information

 

        An inventory form shall provide the following additional

    information for each hazardous chemical present at the facility, but

    only upon request and in accordance with subsection (e) of this

    section:

            (A) The chemical name or the common name of the chemical as

        provided on the material safety data sheet.

            (B) An estimate (in ranges) of the maximum amount of the

        hazardous chemical present at the facility at any time during

        the preceding calendar year.

            (C) An estimate (in ranges) of the average daily amount of

        the hazardous chemical present at the facility during the

        preceding calendar year.

            (D) A brief description of the manner of storage of the

        hazardous chemical.

            (E) The location at the facility of the hazardous chemical.

            (F) An indication of whether the owner elects to withhold

        location information of a specific hazardous chemical from

        disclosure to the public under section 11044 of this title.

 

(e) Availability of tier II information

 

    (1) Availability to State commissions, local committees, and

                              fire departments

 

        Upon request by a State emergency planning commission, a local

    emergency planning committee, or a fire department with jurisdiction

    over the facility, the owner or operator of a facility shall provide

    tier II information, as described in subsection (d) of this section,

    to the person making the request. Any such request shall be with

    respect to a specific facility.

 

         (2) Availability to other State and local officials

 

        A State or local official acting in his or her official capacity

    may have access to tier II information by submitting a request to

    the State emergency response commission or the local emergency

    planning committee. Upon receipt of a request for tier II

    information, the State commission or local committee shall, pursuant

    to paragraph (1), request the facility owner or operator for the

    tier II information and make available such information to the

    official.

 

                     (3) Availability to public

 

        (A) In general

 

            Any person may request a State emergency response commission

        or local emergency planning committee for tier II information

        relating to the preceding calendar year with respect to a

        facility. Any such request shall be in writing and shall be with

        respect to a specific facility.

 

        (B) Automatic provision of information to public

 

            Any tier II information which a State emergency response

        commission or local emergency planning committee has in its

        possession shall be made available to a person making a request

        under this paragraph in accordance with section 11044 of this

        title. If the State emergency response commission or local

        emergency planning committee does not have the tier II

        information in its possession, upon a request for tier II

        information the State emergency response commission or local

        emergency planning committee shall, pursuant to paragraph (1),

        request the facility owner or operator for tier II information

        with respect to a hazardous chemical which a facility has stored

        in an amount in excess of 10,000 pounds present at the facility

        at any time during the preceding calendar year and make such

        information available in accordance with section 11044 of this

        title to the person making the request.

 

        (C) Discretionary provision of information to public

 

            In the case of tier II information which is not in the

        possession of a State emergency response commission or local

        emergency planning committee and which is with respect to a

        hazardous chemical which a facility has stored in an amount less

        than 10,000 pounds present at the facility at any time during

        the preceding calendar year, a request from a person must

        include the general need for the information. The State

        emergency response commission or local emergency planning

        committee may, pursuant to paragraph (1), request the facility

        owner or operator for the tier II information on behalf of the

        person making the request. Upon receipt of any information

        requested on behalf of such person, the State emergency response

        commission or local emergency planning committee shall make the

        information available in accordance with section 11044 of this

        title to the person.

 

        (D) Response in 45 days

 

            A State emergency response commission or local emergency

        planning committee shall respond to a request for tier II

        information under this paragraph no later than 45 days after the

        date of receipt of the request.

 

(f) Fire department access

 

    Upon request to an owner or operator of a facility which files an

inventory form under this section by the fire department with

jurisdiction over the facility, the owner or operator of the facility

shall allow the fire department to conduct an on-site inspection of the

facility and shall provide to the fire department specific location

information on hazardous chemicals at the facility.

 

(g) Format of forms

 

    The Administrator shall publish a uniform format for inventory forms

within three months after October 17, 1986. If the Administrator does

not publish such forms, owners and operators of facilities subject to

the requirements of this section shall provide the information required

under this section by letter.

 

(Pub. L. 99-499, title III, Sec. 312, Oct. 17, 1986, 100 Stat. 1738.)

 

                       References in Text

 

    The Occupational Safety and Health Act of 1970, referred to in

subsecs. (a)(1) and (d)(1)(A), (C)(i), is Pub. L. 91-596, Dec. 29, 1970,

84 Stat. 1590, as amended, which is classified principally to chapter 15

(Sec. 651 et seq.) of Title 29, Labor. For complete classification of

this Act to the Code, see Short Title note set out under section 651 of

Title 29 and Tables.

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11001, 11042, 11043, 11044,

11045, 11046 of this title.

Sec.  11023. Toxic chemical release forms.

(a) Basic requirement

 

    The owner or operator of a facility subject to the requirements of

this section shall complete a toxic chemical release form as published

under subsection (g) of this section for each toxic chemical listed

under subsection (c) of this section that was manufactured, processed,

or otherwise used in quantities exceeding the toxic chemical threshold

quantity established by subsection (f) of this section during the

preceding calendar year at such facility. Such form shall be submitted

to the Administrator and to an official or officials of the State

designated by the Governor on or before July 1, 1988, and annually

thereafter on July 1 and shall contain data reflecting releases during

the preceding calendar year.

 

(b) Covered owners and operators of facilities

 

                           (1) In general

 

        (A) The requirements of this section shall apply to owners and

    operators of facilities that have 10 or more full-time employees and

    that are in Standard Industrial Classification Codes 20 through 39

    (as in effect on July 1, 1985) and that manufactured, processed, or

    otherwise used a toxic chemical listed under subsection (c) of this

    section in excess of the quantity of that toxic chemical established

    under subsection (f) of this section during the calendar year for

    which a release form is required under this section.

        (B) The Administrator may add or delete Standard Industrial

    Classification Codes for purposes of subparagraph (A), but only to

    the extent necessary to provide that each Standard Industrial Code

    to which this section applies is relevant to the purposes of this

    section.

        (C) For purposes of this section--

            (i) The term ``manufacture means to produce, prepare,

        import, or compound a toxic chemical.

            (ii) The term ``process means the preparation of a toxic

        chemical, after its manufacture, for distribution in commerce--

                (I) in the same form or physical state as, or in a

            different form or physical state from, that in which it was

            received by the person so preparing such chemical, or

                (II) as part of an article containing the toxic

            chemical.

 

       (2) Discretionary application to additional facilities

 

        The Administrator, on his own motion or at the request of a

    Governor of a State (with regard to facilities located in that

    State), may apply the requirements of this section to the owners and

    operators of any particular facility that manufactures, processes,

    or otherwise uses a toxic chemical listed under subsection (c) of

    this section if the Administrator determines that such action is

    warranted on the basis of toxicity of the toxic chemical, proximity

    to other facilities that release the toxic chemical or to population

    centers, the history of releases of such chemical at such facility,

    or such other factors as the Administrator deems appropriate.

 

(c) Toxic chemicals covered

 

    The toxic chemicals subject to the requirements of this section are

those chemicals on the list in Committee Print Number 99-169 of the

Senate Committee on Environment and Public Works, titled ``Toxic

Chemicals Subject to Section 313 of the Emergency Planning and Community

Right-To-Know Act of 1986 [42 U.S.C. 11023] (including any revised

version of the list as may be made pursuant to subsection (d) or (e) of

this section).

 

(d) Revisions by Administrator

 

                           (1) In general

 

        The Administrator may by rule add or delete a chemical from the

    list described in subsection (c) of this section at any time.

 

                            (2) Additions

 

        A chemical may be added if the Administrator determines, in his

    judgment, that there is sufficient evidence to establish any one of

    the following:

            (A) The chemical is known to cause or can reasonably be

        anticipated to cause significant adverse acute human health

        effects at concentration levels that are reasonably likely to

        exist beyond facility site boundaries as a result of continuous,

        or frequently recurring, releases.

            (B) The chemical is known to cause or can reasonably be

        anticipated to cause in humans--

                (i) cancer or teratogenic effects, or

                (ii) serious or irreversible--

                    (I) reproductive dysfunctions,

                    (II) neurological disorders,

                    (III) heritable genetic mutations, or

                    (IV) other chronic health effects.

 

            (C) The chemical is known to cause or can reasonably be

        anticipated to cause, because of--

                (i) its toxicity,

                (ii) its toxicity and persistence in the environment, or

                (iii) its toxicity and tendency to bioaccumulate in the

            environment,

 

        a significant adverse effect on the environment of sufficient

        seriousness, in the judgment of the Administrator, to warrant

        reporting under this section. The number of chemicals included

        on the list described in subsection (c) of this section on the

        basis of the preceding sentence may constitute in the aggregate

        no more than 25 percent of the total number of chemicals on the

        list.

 

    A determination under this paragraph shall be based on generally

    accepted scientific principles or laboratory tests, or appropriately

    designed and conducted epidemiological or other population studies,

    available to the Administrator.

 

                            (3) Deletions

 

        A chemical may be deleted if the Administrator determines there

    is not sufficient evidence to establish any of the criteria

    described in paragraph (2).

 

                         (4) Effective date

 

        Any revision made on or after January 1 and before December 1 of

    any calendar year shall take effect beginning with the next calendar

    year. Any revision made on or after December 1 of any calendar year

    and before January 1 of the next calender year shall take effect

    beginning with the calendar year following such next calendar year.

 

(e) Petitions

 

                           (1) In general

 

        Any person may petition the Administrator to add or delete a

    chemical from the list described in subsection (c) of this section

    on the basis of the criteria in subparagraph (A) or (B) of

    subsection (d)(2) of this section. Within 180 days after receipt of

    a petition, the Administrator shall take one of the following

    actions:

            (A) Initiate a rulemaking to add or delete the chemical to

        the list, in accordance with subsection (d)(2) or (d)(3) of this

        section.

            (B) Publish an explanation of why the petition is denied.

 

                       (2) Governor petitions

 

        A State Governor may petition the Administrator to add or delete

    a chemical from the list described in subsection (c) of this section

    on the basis of the criteria in subparagraph (A), (B), or (C) of

    subsection (d)(2) of this section. In the case of such a petition

    from a State Governor to delete a chemical, the petition shall be

    treated in the same manner as a petition received under paragraph

    (1) to delete a chemical. In the case of such a petition from a

    State Governor to add a chemical, the chemical will be added to the

    list within 180 days after receipt of the petition, unless the

    Administrator--

            (A) initiates a rulemaking to add the chemical to the list,

        in accordance with subsection (d)(2) of this section, or

            (B) publishes an explanation of why the Administrator

        believes the petition does not meet the requirements of

        subsection (d)(2) of this section for adding a chemical to the

        list.

 

(f) Threshold for reporting

 

                 (1) Toxic chemical threshold amount

 

        The threshold amounts for purposes of reporting toxic chemicals

    under this section are as follows:

            (A) With respect to a toxic chemical used at a facility,

        10,000 pounds of the toxic chemical per year.

            (B) With respect to a toxic chemical manufactured or

        processed at a facility--

                (i) For the toxic chemical release form required to be

            submitted under this section on or before July 1, 1988,

            75,000 pounds of the toxic chemical per year.

                (ii) For the form required to be submitted on or before

            July 1, 1989, 50,000 pounds of the toxic chemical per year.

                (iii) For the form required to be submitted on or before

            July 1, 1990, and for each form thereafter, 25,000 pounds of

            the toxic chemical per year.

 

                            (2) Revisions

 

        The Administrator may establish a threshold amount for a toxic

    chemical different from the amount established by paragraph (1).

    Such revised threshold shall obtain reporting on a substantial

    majority of total releases of the chemical at all facilities subject

    to the requirements of this section. The amounts established under

    this paragraph may, at the Administrators discretion, be based on

    classes of chemicals or categories of facilities.

 

(g) Form

 

                      (1) Information required

 

        Not later than June 1, 1987, the Administrator shall publish a

    uniform toxic chemical release form for facilities covered by this

    section. If the Administrator does not publish such a form, owners

    and operators of facilities subject to the requirements of this

    section shall provide the information required under this subsection

    by letter postmarked on or before the date on which the form is due.

    Such form shall--

            (A) provide for the name and location of, and principal

        business activities at, the facility;

            (B) include an appropriate certification, signed by a senior

        official with management responsibility for the person or

        persons completing the report, regarding the accuracy and

        completeness of the report; and

            (C) provide for submission of each of the following items of

        information for each listed toxic chemical known to be present

        at the facility:

                (i) Whether the toxic chemical at the facility is

            manufactured, processed, or otherwise used, and the general

            category or categories of use of the chemical.

                (ii) An estimate of the maximum amounts (in ranges) of

            the toxic chemical present at the facility at any time

            during the preceding calendar year.

                (iii) For each wastestream, the waste treatment or

            disposal methods employed, and an estimate of the treatment

            efficiency typically achieved by such methods for that

            wastestream.

                (iv) The annual quantity of the toxic chemical entering

            each environmental medium.

 

                      (2) Use of available data

 

        In order to provide the information required under this section,

    the owner or operator of a facility may use readily available data

    (including monitoring data) collected pursuant to other provisions

    of law, or, where such data are not readily available, reasonable

    estimates of the amounts involved. Nothing in this section requires

    the monitoring or measurement of the quantities, concentration, or

    frequency of any toxic chemical released into the environment beyond

    that monitoring and measurement required under other provisions of

    law or regulation. In order to assure consistency, the Administrator

    shall require that data be expressed in common units.

 

(h) Use of release form

 

    The release forms required under this section are intended to

provide information to the Federal, State, and local governments and the

public, including citizens of communities surrounding covered

facilities. The release form shall be available, consistent with section

11044(a) of this title, to inform persons about releases of toxic

chemicals to the environment; to assist governmental agencies,

researchers, and other persons in the conduct of research and data

gathering; to aid in the development of appropriate regulations,

guidelines, and standards; and for other similar purposes.

 

(i) Modifications in reporting frequency

 

                           (1) In general

 

        The Administrator may modify the frequency of submitting a

    report under this section, but the Administrator may not modify the

    frequency to be any more often than annually. A modification may

    apply, either nationally or in a specific geographic area, to the

    following:

            (A) All toxic chemical release forms required under this

        section.

            (B) A class of toxic chemicals or a category of facilities.

            (C) A specific toxic chemical.

            (D) A specific facility.

 

                          (2) Requirements

 

        A modification may be made under paragraph (1) only if the

    Administrator--

            (A) makes a finding that the modification is consistent with

        the provisions of subsection (h) of this section, based on--

                (i) experience from previously submitted toxic chemical

            release forms, and

                (ii) determinations made under paragraph (3), and

 

            (B) the finding is made by a rulemaking in accordance with

        section 553 of title 5.

 

                         (3) Determinations

 

        The Administrator shall make the following determinations with

    respect to a proposed modification before making a modification

    under paragraph (1):

            (A) The extent to which information relating to the proposed

        modification provided on the toxic chemical release forms has

        been used by the Administrator or other agencies of the Federal

        Government, States, local governments, health professionals, and

        the public.

            (B) The extent to which the information is (i) readily

        available to potential users from other sources, such as State

        reporting programs, and (ii) provided to the Administrator under

        another Federal law or through a State program.

            (C) The extent to which the modification would impose

        additional and unreasonable burdens on facilities subject to the

        reporting requirements under this section.

 

                          (4) 5-year review

 

        Any modification made under this subsection shall be reviewed at

    least once every 5 years. Such review shall examine the modification

    and ensure that the requirements of paragraphs (2) and (3) still

    justify continuation of the modification. Any change to a

    modification reviewed under this paragraph shall be made in

    accordance with this subsection.

 

                    (5) Notification to Congress

 

        The Administrator shall notify Congress of an intention to

    initiate a rulemaking for a modification under this subsection.

    After such notification, the Administrator shall delay initiation of

    the rulemaking for at least 12 months, but no more than 24 months,

    after the date of such notification.

 

                         (6) Judicial review

 

        In any judicial review of a rulemaking which establishes a

    modification under this subsection, a court may hold unlawful and

    set aside agency action, findings, and conclusions found to be

    unsupported by substantial evidence.

 

                          (7) Applicability

 

        A modification under this subsection may apply to a calendar

    year or other reporting period beginning no earlier than January 1,

    1993.

 

                         (8) Effective date

 

        Any modification made on or after January 1 and before December

    1 of any calendar year shall take effect beginning with the next

    calendar year. Any modification made on or after December 1 of any

    calendar year and before January 1 of the next calendar year shall

    take effect beginning with the calendar year following such next

    calendar year.

 

(j) EPA management of data

 

    The Administrator shall establish and maintain in a computer data

base a national toxic chemical inventory based on data submitted to the

Administrator under this section. The Administrator shall make these

data accessible by computer telecommunication and other means to any

person on a cost reimbursable basis.

 

(k) Report

 

    Not later than June 30, 1991, the Comptroller General, in

consultation with the Administrator and appropriate officials in the

States, shall submit to the Congress a report including each of the

following:

        (1) A description of the steps taken by the Administrator and

    the States to implement the requirements of this section, including

    steps taken to make information collected under this section

    available to and accessible by the public.

        (2) A description of the extent to which the information

    collected under this section has been used by the Environmental

    Protection Agency, other Federal agencies, the States, and the

    public, and the purposes for which the information has been used.

        (3) An identification and evaluation of options for

    modifications to the requirements of this section for the purpose of

    making information collected under this section more useful.

 

(l) Mass balance study

 

                           (1) In general

 

        The Administrator shall arrange for a mass balance study to be

    carried out by the National Academy of Sciences using mass balance

    information collected by the Administrator under paragraph (3). The

    Administrator shall submit to Congress a report on such study no

    later than 5 years after October 17, 1986.

 

                            (2) Purposes

 

        The purposes of the study are as follows:

            (A) To assess the value of mass balance analysis in

        determining the accuracy of information on toxic chemical

        releases.

            (B) To assess the value of obtaining mass balance

        information, or portions thereof, to determine the waste

        reduction efficiency of different facilities, or categories of

        facilities, including the effectiveness of toxic chemical

        regulations promulgated under laws other than this chapter.

            (C) To assess the utility of such information for evaluating

        toxic chemical management practices at facilities, or categories

        of facilities, covered by this section.

            (D) To determine the implications of mass balance

        information collection on a national scale similar to the mass

        balance information collection carried out by the Administrator

        under paragraph (3), including implications of the use of such

        collection as part of a national annual quantity toxic chemical

        release program.

 

                     (3) Information collection

 

        (A) The Administrator shall acquire available mass balance

    information from States which currently conduct (or during the 5

    years after October 17, 1986 initiate) a mass balance-oriented

    annual quantity toxic chemical release program. If information from

    such States provides an inadequate representation of industry

    classes and categories to carry out the purposes of the study, the

    Administrator also may acquire mass balance information necessary

    for the study from a representative number of facilities in other

    States.

        (B) Any information acquired under this section shall be

    available to the public, except that upon a showing satisfactory to

    the Administrator by any person that the information (or a

    particular part thereof) to which the Administrator or any officer,

    employee, or representative has access under this section if made

    public would divulge information entitled to protection under

    section 1905 of title 18, such information or part shall be

    considered confidential in accordance with the purposes of that

    section, except that such information or part may be disclosed to

    other officers, employees, or authorized representatives of the

    United States concerned with carrying out this section.

        (C) The Administrator may promulgate regulations prescribing

    procedures for collecting mass balance information under this

    paragraph.

        (D) For purposes of collecting mass balance information under

    subparagraph (A), the Administrator may require the submission of

    information by a State or facility.

 

                     (4) Mass balance definition

 

        For purposes of this subsection, the term ``mass balance means

    an accumulation of the annual quantities of chemicals transported to

    a facility, produced at a facility, consumed at a facility, used at

    a facility, accumulated at a facility, released from a facility, and

    transported from a facility as a waste or as a commercial product or

    byproduct or component of a commercial product or byproduct.

 

(Pub. L. 99-499, title III, Sec. 313, Oct. 17, 1986, 100 Stat. 1741.)

 

             Expediting Community Right-to-Know Initiatives

 

    Memorandum of President of the United States, Aug. 8, 1995, 60 F.R.

41791, provided:

    Memorandum for the Administrator of the Environmental Protection

Agency and the Heads of Executive Departments and Agencies

    The Emergency Planning and Community Right-to-Know Act of 1986 (42

U.S.C. 11001-11050) (``EPCRA) and the Pollution Prevention Act of 1990

(42 U.S.C. 13101-13109) provide an innovative approach to protecting

public health and the environment by ensuring that communities are

informed about the toxic chemicals being released into the air, land,

and water by manufacturing facilities. I am committed to the effective

implementation of this law, because Community Right-to-Know protections

provide a basic informational tool to encourage informed community-based

environmental decision making and provide a strong incentive for

businesses to find their own ways of preventing pollution.

    The laws provide the Environmental Protection Agency with

substantial authority to add to the Toxics Release Inventory under

EPCRA: (1) new chemicals; (2) new classes of industrial facilities; and

(3) additional types of information concerning toxic chemical use at

facilities. Community Right-to-Know should be enhanced wherever possible

as appropriate. EPA currently is engaged in an on-going process to

address potential facility expansion and the collection of use

information. I am committed to a full and open process on the policy

issues posed by EPAs exercise of these authorities.

    So that consideration of these issues can be fully accomplished

during this Administration, I am directing the Administrator of the

Environmental Protection Agency, in consultation with the Office of

Management and Budget and appropriate Federal agencies with applicable

technical and functional expertise, as necessary, to take the following

actions:

    (a) Continuation on an expedited basis of the public notice and

comment rulemaking proceedings to consider whether, as appropriate and

consistent with section 313(b) of EPCRA, 42 U.S.C. 11023(b), to add to

the list of Standard Industrial Classification (``SIC) Code

designations of 20 through 39 (as in effect on July 1, 1985). For SIC

Code designations, see ``Standard Industrial Classification Manual

published by the Office of Management and Budget. EPA shall complete the

rulemaking process on an accelerated schedule.

    (b) Development and implementation of an expedited, open, and

transparent process for consideration of reporting under EPCRA on

information on the use of toxic chemicals at facilities, including

information on mass balance, materials accounting, or other chemical use

date [data], pursuant to section 313(b)(1)(A) of EPCRA, 42 U.S.C.

11023(b)(1)(A). EPA shall report on the progress of this effort by

October 1, 1995, with a goal of obtaining sufficient information to be

able to make informed judgments concerning implementation of any

appropriate program.

    These actions should continue unless specifically prohibited by law.

The head of each executive department or agency shall assist the

Environmental Protection Agency in implementing this directive as

quickly as possible.

    This directive is for the internal management of the executive

branch and does not create any right or benefit, substantive or

procedural, enforceable by any party against the United States, its

agencies or instrumentalities, its officers or employees, or any person.

    The Director of the Office of Management and Budget is authorized

and directed to publish this Memorandum in the Federal Register.

                                                   William J. Clinton.

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11042, 11043, 11045, 11046,

11049, 13102, 13106 of this title.

SUBCHAPTER III--GENERAL PROVISIONS

Sec.  11041. Relationship to other law.

(a) In general

 

    Nothing in this chapter shall--

        (1) preempt any State or local law,

        (2) except as provided in subsection (b) of this section,

    otherwise affect any State or local law or the authority of any

    State or local government to adopt or enforce any State or local

    law, or

        (3) affect or modify in any way the obligations or liabilities

    of any person under other Federal law.

 

(b) Effect on MSDS requirements

 

    Any State or local law enacted after August 1, 1985, which requires

the submission of a material safety data sheet from facility owners or

operators shall require that the data sheet be identical in content and

format to the data sheet required under subsection (a) of section 11021

of this title. In addition, a State or locality may require the

submission of information which is supplemental to the information

required on the data sheet (including information on the location and

quantity of hazardous chemicals present at the facility), through

additional sheets attached to the data sheet or such other means as the

State or locality considers appropriate.

 

(Pub. L. 99-499, title III, Sec. 321, Oct. 17, 1986, 100 Stat. 1747.)

Sec.  11042. Trade secrets.

(a) Authority to withhold information

 

                        (1) General authority

 

        (A) With regard to a hazardous chemical, an extremely hazardous

    substance, or a toxic chemical, any person required under section

    11003(d)(2), 11003(d)(3), 11021, 11022, or 11023 of this title to

    submit information to any other person may withhold from such

    submittal the specific chemical identity (including the chemical

    name and other specific identification), as defined in regulations

    prescribed by the Administrator under subsection (c) of this

    section, if the person complies with paragraph (2).

        (B) Any person withholding the specific chemical identity shall,

    in the place on the submittal where the chemical identity would

    normally be included, include the generic class or category of the

    hazardous chemical, extremely hazardous substance, or toxic chemical

    (as the case may be).

 

                          (2) Requirements

 

        (A) A person is entitled to withhold information under paragraph

    (1) if such person--

            (i) claims that such information is a trade secret, on the

        basis of the factors enumerated in subsection (b) of this

        section,

            (ii) includes in the submittal referred to in paragraph (1)

        an explanation of the reasons why such information is claimed to

        be a trade secret, based on the factors enumerated in subsection

        (b) of this section, including a specific description of why

        such factors apply, and

            (iii) submits to the Administrator a copy of such submittal,

        and the information withheld from such submittal.

 

        (B) In submitting to the Administrator the information required

    by subparagraph (A)(iii), a person withholding information under

    this subsection may--

            (i) designate, in writing and in such manner as the

        Administrator may prescribe by regulation, the information which

        such person believes is entitled to be withheld under paragraph

        (1), and

            (ii) submit such designated information separately from

        other information submitted under this subsection.

 

                           (3) Limitation

 

        The authority under this subsection to withhold information

    shall not apply to information which the Administrator has

    determined, in accordance with subsection (c) of this section, is

    not a trade secret.

 

(b) Trade secret factors

 

    No person required to provide information under this chapter may

claim that the information is entitled to protection as a trade secret

under subsection (a) of this section unless such person shows each of

the following:

        (1) Such person has not disclosed the information to any other

    person, other than a member of a local emergency planning committee,

    an officer or employee of the United States or a State or local

    government, an employee of such person, or a person who is bound by

    a confidentiality agreement, and such person has taken reasonable

    measures to protect the confidentiality of such information and

    intends to continue to take such measures.

        (2) The information is not required to be disclosed, or

    otherwise made available, to the public under any other Federal or

    State law.

        (3) Disclosure of the information is likely to cause substantial

    harm to the competitive position of such person.

        (4) The chemical identity is not readily discoverable through

    reverse engineering.

 

(c) Trade secret regulations

 

    As soon as practicable after October 17, 1986, the Administrator

shall prescribe regulations to implement this section. With respect to

subsection (b)(4) of this section, such regulations shall be equivalent

to comparable provisions in the Occupational Safety and Health

Administration Hazard Communication Standard (29 C.F.R. 1910.1200) and

any revisions of such standard prescribed by the Secretary of Labor in

accordance with the final ruling of the courts of the United States in

United Steelworkers of America, AFL-CIO-CLC v. Thorne G. Auchter.

 

(d) Petition for review

 

                           (1) In general

 

        Any person may petition the Administrator for the disclosure of

    the specific chemical identity of a hazardous chemical, an extremely

    hazardous substance, or a toxic chemical which is claimed as a trade

    secret under this section. The Administrator may, in the absence of

    a petition under this paragraph, initiate a determination, to be

    carried out in accordance with this subsection, as to whether

    information withheld constitutes a trade secret.

 

                         (2) Initial review

 

        Within 30 days after the date of receipt of a petition under

    paragraph (1) (or upon the Administrators initiative), the

    Administrator shall review the explanation filed by a trade secret

    claimant under subsection (a)(2) of this section and determine

    whether the explanation presents assertions which, if true, are

    sufficient to support a finding that the specific chemical identity

    is a trade secret.

 

                (3) Finding of sufficient assertions

 

        (A) If the Administrator determines pursuant to paragraph (2)

    that the explanation presents sufficient assertions to support a

    finding that the specific chemical identity is a trade secret, the

    Administrator shall notify the trade secret claimant that he has 30

    days to supplement the explanation with detailed information to

    support the assertions.

        (B) If the Administrator determines, after receipt of any

    supplemental supporting detailed information under subparagraph (A),

    that the assertions in the explanation are true and that the

    specific chemical identity is a trade secret, the Administrator

    shall so notify the petitioner and the petitioner may seek judicial

    review of the determination.

        (C) If the Administrator determines, after receipt of any

    supplemental supporting detailed information under subparagraph (A),

    that the assertions in the explanation are not true and that the

    specific chemical identity is not a trade secret, the Administrator

    shall notify the trade secret claimant that the Administrator

    intends to release the specific chemical identity. The trade secret

    claimant has 30 days in which he may appeal the Administrators

    determination under this subparagraph to the Administrator. If the

    Administrator does not reverse his determination under this

    subparagraph in such an appeal by the trade secret claimant, the

    trade secret claimaint \1\ may seek judicial review of the

    determination.

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    \1\ So in original. Probably should be ``claimant.

---------------------------------------------------------------------------

 

               (4) Finding of insufficient assertions

 

        (A) If the Administrator determines pursuant to paragraph (2)

    that the explanation presents insufficient assertions to support a

    finding that the specific chemical identity is a trade secret, the

    Administrator shall notify the trade secret claimant that he has 30

    days to appeal the determination to the Administrator, or, upon a

    showing of good cause, amend the original explanation by providing

    supplementary assertions to support the trade secret claim.

        (B) If the Administrator does not reverse his determination

    under subparagraph (A) after an appeal or an examination of any

    supplementary assertions under subparagraph (A), the Administrator

    shall so notify the trade secret claimant and the trade secret

    claimant may seek judicial review of the determination.

        (C) If the Administrator reverses his determination under

    subparagraph (A) after an appeal or an examination of any

    supplementary assertions under subparagraph (A), the procedures

    under paragraph (3) of this subsection apply.

 

(e) Exception for information provided to health professionals

 

    Nothing in this section, or regulations adopted pursuant to this

section, shall authorize any person to withhold information which is

required to be provided to a health professional, a doctor, or a nurse

in accordance with section 11043 of this title.

 

(f) Providing information to Administrator; availability to public

 

    Any information submitted to the Administrator under subsection

(a)(2) of this section or subsection (d)(3) of this section (except a

specific chemical identity) shall be available to the public, except

that upon a showing satisfactory to the Administrator by any person that

the information (or a particular part thereof) to which the

Administrator has access under this section if made public would divulge

information entitled to protection under section 1905 of title 18, such

information or part shall be considered confidential in accordance with

the purposes of that section, except that such information or part may

be disclosed to other officers, employees, or authorized representatives

of the United States concerned with carrying out this chapter.

 

(g) Information provided to State

 

    Upon request by a State, acting through the Governor of the State,

the Administrator shall provide to the State any information obtained

under subsection (a)(2) of this section and subsection (d)(3) of this

section.

 

(h) Information on adverse effects

 

    (1) In any case in which the identity of a hazardous chemical or an

extremely hazardous substance is claimed as a trade secret, the Governor

or State emergency response commission established under section 11001

of this title shall identify the adverse health effects associated with

the hazardous chemical or extremely hazardous substance and shall assure

that such information is provided to any person requesting information

about such hazardous chemical or extremely hazardous substance.

    (2) In any case in which the identity of a toxic chemical is claimed

as a trade secret, the Administrator shall identify the adverse health

and environmental effects associated with the toxic chemical and shall

assure that such information is included in the computer database

required by section 11023(j) of this title and is provided to any person

requesting information about such toxic chemical.

 

(i) Information provided to Congress

 

    Notwithstanding any limitatio \2\ contained in this section or any

other provision of law, all information reported to or otherwise

obtained by the Administrator (or any representative of the

Administrator) under this chapter shall be made available to a duly

authorized committee of the Congress upon written request by such a

committee.

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    \2\ So in original. Probably should be ``limitation.

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(Pub. L. 99-499, title III, Sec. 322, Oct. 17, 1986, 100 Stat. 1747.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11043, 11044, 11045, 11046,

13106 of this title.

Sec.  11043. Provision of information to health professionals, doctors, and nurses.

(a) Diagnosis or treatment by health professional

 

    An owner or operator of a facility which is subject to the

requirements of section 11021, 11022, or 11023 of this title shall

provide the specific chemical identity, if known, of a hazardous

chemical, extremely hazardous substance, or a toxic chemical to any

health professional who requests such information in writing if the

health professional provides a written statement of need under this

subsection and a written confidentiality agreement under subsection (d)

of this section. The written statement of need shall be a statement that

the health professional has a reasonable basis to suspect that--

        (1) the information is needed for purposes of diagnosis or

    treatment of an individual,

        (2) the individual or individuals being diagnosed or treated

    have been exposed to the chemical concerned, and

        (3) knowledge of the specific chemical identity of such chemical

    will assist in diagnosis or treatment.

 

Following such a written request, the owner or operator to whom such

request is made shall promptly provide the requested information to the

health professional. The authority to withhold the specific chemical

identity of a chemical under section 11042 of this title when such

information is a trade secret shall not apply to information required to

be provided under this subsection, subject to the provisions of

subsection (d) of this section.

 

(b) Medical emergency

 

    An owner or operator of a facility which is subject to the

requirements of section 11021, 11022, or 11023 of this title shall

provide a copy of a material safety data sheet, an inventory form, or a

toxic chemical release form, including the specific chemical identity,

if known, of a hazardous chemical, extremely hazardous substance, or a

toxic chemical, to any treating physician or nurse who requests such

information if such physician or nurse determines that--

        (1) a medical emergency exists,

        (2) the specific chemical identity of the chemical concerned is

    necessary for or will assist in emergency or first-aid diagnosis or

    treatment, and

        (3) the individual or individuals being diagnosed or treated

    have been exposed to the chemical concerned.

 

Immediately following such a request, the owner or operator to whom such

request is made shall provide the requested information to the physician

or nurse. The authority to withhold the specific chemical identity of a

chemical from a material safety data sheet, an inventory form, or a

toxic chemical release form under section 11042 of this title when such

information is a trade secret shall not apply to information required to

be provided to a treating physician or nurse under this subsection. No

written confidentiality agreement or statement of need shall be required

as a precondition of such disclosure, but the owner or operator

disclosing such information may require a written confidentiality

agreement in accordance with subsection (d) of this section and a

statement setting forth the items listed in paragraphs (1) through (3)

as soon as circumstances permit.

 

(c) Preventive measures by local health professionals

 

                    (1) Provision of information

 

        An owner or operator of a facility subject to the requirements

    of section 11021, 11022, or 11023 of this title shall provide the

    specific chemical identity, if known, of a hazardous chemical, an

    extremely hazardous substance, or a toxic chemical to any health

    professional (such as a physician, toxicologist, or

    epidemiologist)--

            (A) who is a local government employee or a person under

        contract with the local government, and

            (B) who requests such information in writing and provides a

        written statement of need under paragraph (2) and a written

        confidentiality agreement under subsection (d) of this section.

 

    Following such a written request, the owner or operator to whom such

    request is made shall promptly provide the requested information to

    the local health professional. The authority to withhold the

    specific chemical identity of a chemical under section 11042 of this

    title when such information is a trade secret shall not apply to

    information required to be provided under this subsection, subject

    to the provisions of subsection (d) of this section.

 

                    (2) Written statement of need

 

        The written statement of need shall be a statement that

    describes with reasonable detail one or more of the following health

    needs for the information:

            (A) To assess exposure of persons living in a local

        community to the hazards of the chemical concerned.

            (B) To conduct or assess sampling to determine exposure

        levels of various population groups.

            (C) To conduct periodic medical surveillance of exposed

        population groups.

            (D) To provide medical treatment to exposed individuals or

        population groups.

            (E) To conduct studies to determine the health effects of

        exposure.

            (F) To conduct studies to aid in the identification of a

        chemical that may reasonably be anticipated to cause an observed

        health effect.

 

(d) Confidentiality agreement

 

    Any person obtaining information under subsection (a) or (c) of this

section shall, in accordance with such subsection (a) or (c) of this

section, be required to agree in a written confidentiality agreement

that he will not use the information for any purpose other than the

health needs asserted in the statement of need, except as may otherwise

be authorized by the terms of the agreement or by the person providing

such information. Nothing in this subsection shall preclude the parties

to a confidentiality agreement from pursuing any remedies to the extent

permitted by law.

 

(e) Regulations

 

    As soon as practicable after October 17, 1986, the Administrator

shall promulgate regulations describing criteria and parameters for the

statement of need under subsection \1\ (a) and (c) of this section and

the confidentiality agreement under subsection (d) of this section.

---------------------------------------------------------------------------

    \1\ So in original. Probably should be ``subsections.

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(Pub. L. 99-499, title III, Sec. 323, Oct. 17, 1986, 100 Stat. 1750.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11042, 11045 of this title.

 

Sec.  11044. Public availability of plans, data sheets, forms, and followup notices.

(a) Availability to public

 

    Each emergency response plan, material safety data sheet, list

described in section 11021(a)(2) of this title, inventory form, toxic

chemical release form, and followup emergency notice shall be made

available to the general public, consistent with section 11042 of this

title, during normal working hours at the location or locations

designated by the Administrator, Governor, State emergency response

commission, or local emergency planning committee, as appropriate. Upon

request by an owner or operator of a facility subject to the

requirements of section 11022 of this title, the State emergency

response commission and the appropriate local emergency planning

committee shall withhold from disclosure under this section the location

of any specific chemical required by section 11022(d)(2) of this title

to be contained in an inventory form as tier II information.

 

(b) Notice of public availability

 

    Each local emergency planning committee shall annually publish a

notice in local newspapers that the emergency response plan, material

safety data sheets, and inventory forms have been submitted under this

section. The notice shall state that followup emergency notices may

subsequently be issued. Such notice shall announce that members of the

public who wish to review any such plan, sheet, form, or followup notice

may do so at the location designated under subsection (a) of this

section.

 

(Pub. L. 99-499, title III, Sec. 324, Oct. 17, 1986, 100 Stat. 1752.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 11001, 11021, 11022, 11023,

11046 of this title.

 

Sec.  11045. Enforcement.

(a) Civil penalties for emergency planning

 

    The Administrator may order a facility owner or operator (except an

owner or operator of a facility designated under section 11002(b)(2) of

this title) to comply with section 11002(c) of this title and section

11003(d) of this title. The United States district court for the

district in which the facility is located shall have jurisdiction to

enforce the order, and any person who violates or fails to obey such an

order shall be liable to the United States for a civil penalty of not

more than $25,000 for each day in which such violation occurs or such

failure to comply continues.

 

(b) Civil, administrative, and criminal penalties for emergency

        notification

 

                 (1) Class I administrative penalty

 

        (A) A civil penalty of not more than $25,000 per violation may

    be assessed by the Administrator in the case of a violation of the

    requirements of section 11004 of this title.

        (B) No civil penalty may be assessed under this subsection

    unless the person accused of the violation is given notice and

    opportunity for a hearing with respect to the violation.

        (C) In determining the amount of any penalty assessed pursuant

    to this subsection, the Administrator shall take into account the

    nature, circumstances, extent and gravity of the violation or

    violations and, with respect to the violator, ability to pay, any

    prior history of such violations, the degree of culpability,

    economic benefit or savings (if any) resulting from the violation,

    and such other matters as justice may require.

 

                 (2) Class II administrative penalty

 

        A civil penalty of not more than $25,000 per day for each day

    during which the violation continues may be assessed by the

    Administrator in the case of a violation of the requirements of

    section 11004 of this title. In the case of a second or subsequent

    violation the amount of such penalty may be not more than $75,000

    for each day during which the violation continues. Any civil penalty

    under this subsection shall be assessed and collected in the same

    manner, and subject to the same provisions, as in the case of civil

    penalties assessed and collected under section 2615 of title 15. In

    any proceeding for the assessment of a civil penalty under this

    subsection the Administrator may issue subpoenas for the attendance

    and testimony of witnesses and the production of relevant papers,

    books, and documents and may promulgate rules for discovery

    procedures.

 

                       (3) Judicial assessment

 

        The Administrator may bring an action in the United States

    District \1\ court for the appropriate district to assess and

    collect a penalty of not more than $25,000 per day for each day

    during which the violation continues in the case of a violation of

    the requirements of section 11004 of this title. In the case of a

    second or subsequent violation, the amount of such penalty may be

    not more than $75,000 for each day during which the violation

    continues.

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    \1\ So in original. Probably should not be capitalized.

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                       (4) Criminal penalties

 

        Any person who knowingly and willfully fails to provide notice

    in accordance with section 11004 of this title shall, upon

    conviction, be fined not more than $25,000 or imprisoned for not

    more than two years, or both (or in the case of a second or

    subsequent conviction, shall be fined not more than $50,000 or

    imprisoned for not more than five years, or both).

 

(c) Civil and administrative penalties for reporting requirements

 

    (1) Any person (other than a governmental entity) who violates any

requirement of section 11022 or 11023 of this title shall be liable to

the United States for a civil penalty in an amount not to exceed $25,000

for each such violation.

    (2) Any person (other than a governmental entity) who violates any

requirement of section 11021 or 11043(b) of this title, and any person

who fails to furnish to the Administrator information required under

section 11042(a)(2) of this title shall be liable to the United States

for a civil penalty in an amount not to exceed $10,000 for each such

violation.

    (3) Each day a violation described in paragraph (1) or (2) continues

shall, for purposes of this subsection, constitute a separate violation.

    (4) The Administrator may assess any civil penalty for which a

person is liable under this subsection by administrative order or may

bring an action to assess and collect the penalty in the United States

district court for the district in which the person from whom the

penalty is sought resides or in which such persons principal place of

business is located.

 

(d) Civil, administrative, and criminal penalties with respect to trade

        secrets

 

      (1) Civil and administrative penalty for frivolous claims

 

        If the Administrator determines--

            (A)(i) under section 11042(d)(4) of this title that an

        explanation submitted by a trade secret claimant presents

        insufficient assertions to support a finding that a specific

        chemical identity is a trade secret, or (ii) after receiving

        supplemental supporting detailed information under section

        11042(d)(3)(A) of this title, that the specific chemical

        identity is not a trade secret; and

            (B) that the trade secret claim is frivolous,

 

    the trade secret claimant is liable for a penalty of $25,000 per

    claim. The Administrator may assess the penalty by administrative

    order or may bring an action in the appropriate district court of

    the United States to assess and collect the penalty.

 

        (2) Criminal penalty for disclosure of trade secret

                                 information

 

        Any person who knowingly and willfully divulges or discloses any

    information entitled to protection under section 11042 of this title

    shall, upon conviction, be subject to a fine of not more than

    $20,000 or to imprisonment not to exceed one year, or both.

 

(e) Special enforcement provisions for section 11043

 

    Whenever any facility owner or operator required to provide

information under section 11043 of this title to a health professional

who has requested such information fails or refuses to provide such

information in accordance with such section, such health professional

may bring an action in the appropriate United States district court to

require such facility owner or operator to provide the information. Such

court shall have jurisdiction to issue such orders and take such other

action as may be necessary to enforce the requirements of section 11043

of this title.

 

(f) Procedures for administrative penalties

 

    (1) Any person against whom a civil penalty is assessed under this

section may obtain review thereof in the appropriate district court of

the United States by filing a notice of appeal in such court within 30

days after the date of such order and by simultaneously sending a copy

of such notice by certified mail to the Administrator. The Administrator

shall promptly file in such court a certified copy of the record upon

which such violation was found or such penalty imposed. If any person

fails to pay an assessment of a civil penalty after it has become a

final and unappealable order or after the appropriate court has entered

final judgment in favor of the United States, the Administrator may

request the Attorney General of the United States to institute a civil

action in an appropriate district court of the United States to collect

the penalty, and such court shall have jurisdiction to hear and decide

any such action. In hearing such action, the court shall have authority

to review the violation and the assessment of the civil penalty on the

record.

    (2) The Administrator may issue subpoenas for the attendance and

testimony of witnesses and the production of relevant papers, books, or

documents in connection with hearings under this section. In case of

contumacy or refusal to obey a subpoena issued pursuant to this

paragraph and served upon any person, the district court of the United

States for any district in which such person is found, resides, or

transacts business, upon application by the United States and after

notice to such person, shall have jurisdiction to issue an order

requiring such person to appear and give testimony before the

administrative law judge or to appear and produce documents before the

administrative law judge, or both, and any failure to obey such order of

the court may be punished by such court as a contempt thereof.

 

(Pub. L. 99-499, title III, Sec. 325, Oct. 17, 1986, 100 Stat. 1753.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in section 13106 of this title.

 

Sec.  11046. Civil actions.

(a) Authority to bring civil actions

 

                          (1) Citizen suits

 

        Except as provided in subsection (e) of this section, any person

    may commence a civil action on his own behalf against the following:

            (A) An owner or operator of a facility for failure to do any

        of the following:

                (i) Submit a followup emergency notice under section

            11004(c) of this title.

                (ii) Submit a material safety data sheet or a list under

            section 11021(a) of this title.

                (iii) Complete and submit an inventory form under

            section 11022(a) of this title containing tier I information

            as described in section 11022(d)(1) of this title unless

            such requirement does not apply by reason of the second

            sentence of section 11022(a)(2) of this title.

                (iv) Complete and submit a toxic chemical release form

            under section 11023(a) of this title.

 

            (B) The Administrator for failure to do any of the

        following:

                (i) Publish inventory forms under section 11022(g) of

            this title.

                (ii) Respond to a petition to add or delete a chemical

            under section 11023(e)(1) of this title within 180 days

            after receipt of the petition.

                (iii) Publish a toxic chemical release form under

            11023(g) \1\ of this title.

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    \1\ So in original. Probably should be preceded by ``section.

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                (iv) Establish a computer database in accordance with

            section 11023(j) of this title.

                (v) Promulgate trade secret regulations under section

            11042(c) of this title.

                (vi) Render a decision in response to a petition under

            section 11042(d) of this title within 9 months after receipt

            of the petition.

 

            (C) The Administrator, a State Governor, or a State

        emergency response commission, for failure to provide a

        mechanism for public availability of information in accordance

        with section 11044(a) of this title.

            (D) A State Governor or a State emergency response

        commission for failure to respond to a request for tier II

        information under section 11022(e)(3) of this title within 120

        days after the date of receipt of the request.

 

                      (2) State or local suits

 

        (A) Any State or local government may commence a civil action

    against an owner or operator of a facility for failure to do any of

    the following:

            (i) Provide notification to the emergency response

        commission in the State under section 11002(c) of this title.

            (ii) Submit a material safety data sheet or a list under

        section 11021(a) of this title.

            (iii) Make available information requested under section

        11021(c) of this title.

            (iv) Complete and submit an inventory form under section

        11022(a) of this title containing tier I information unless such

        requirement does not apply by reason of the second sentence of

        section 11022(a)(2) of this title.

 

        (B) Any State emergency response commission or local emergency

    planning committee may commence a civil action against an owner or

    operator of a facility for failure to provide information under

    section 11003(d) of this title or for failure to submit tier II

    information under section 11022(e)(1) of this title.

        (C) Any State may commence a civil action against the

    Administrator for failure to provide information to the State under

    section 11042(g) of this title.

 

(b) Venue

 

    (1) Any action under subsection (a) of this section against an owner

or operator of a facility shall be brought in the district court for the

district in which the alleged violation occurred.

    (2) Any action under subsection (a) of this section against the

Administrator may be brought in the United States District Court for the

District of Columbia.

 

(c) Relief

 

    The district court shall have jurisdiction in actions brought under

subsection (a) of this section against an owner or operator of a

facility to enforce the requirement concerned and to impose any civil

penalty provided for violation of that requirement. The district court

shall have jurisdiction in actions brought under subsection (a) of this

section against the Administrator to order the Administrator to perform

the act or duty concerned.

 

(d) Notice

 

    (1) No action may be commenced under subsection (a)(1)(A) of this

section prior to 60 days after the plaintiff has given notice of the

alleged violation to the Administrator, the State in which the alleged

violation occurs, and the alleged violator. Notice under this paragraph

shall be given in such manner as the Administrator shall prescribe by

regulation.

    (2) No action may be commenced under subsection (a)(1)(B) or

(a)(1)(C) of this section prior to 60 days after the date on which the

plaintiff gives notice to the Administrator, State Governor, or State

emergency response commission (as the case may be) that the plaintiff

will commence the action. Notice under this paragraph shall be given in

such manner as the Administrator shall prescribe by regulation.

 

(e) Limitation

 

    No action may be commenced under subsection (a) of this section

against an owner or operator of a facility if the Administrator has

commenced and is diligently pursuing an administrative order or civil

action to enforce the requirement concerned or to impose a civil penalty

under this Act with respect to the violation of the requirement.

 

(f) Costs

 

    The court, in issuing any final order in any action brought pursuant

to this section, may award costs of litigation (including reasonable

attorney and expert witness fees) to the prevailing or the substantially

prevailing party whenever the court determines such an award is

appropriate. The court may, if a temporary restraining order or

preliminary injunction is sought, require the filing of a bond or

equivalent security in accordance with the Federal Rules of Civil

Procedure.

 

(g) Other rights

 

    Nothing in this section shall restrict or expand any right which any

person (or class of persons) may have under any Federal or State statute

or common law to seek enforcement of any requirement or to seek any

other relief (including relief against the Administrator or a State

agency).

 

(h) Intervention

 

                      (1) By the United States

 

        In any action under this section the United States or the State,

    or both, if not a party, may intervene as a matter of right.

 

                           (2) By persons

 

        In any action under this section, any person may intervene as a

    matter of right when such person has a direct interest which is or

    may be adversely affected by the action and the disposition of the

    action may, as a practical matter, impair or impede the persons

    ability to protect that interest unless the Administrator or the

    State shows that the persons interest is adequately represented by

    existing parties in the action.

 

(Pub. L. 99-499, title III, Sec. 326, Oct. 17, 1986, 100 Stat. 1755.)

 

                       References in Text

 

    This Act, referred to in subsec. (e), is Pub. L. 99-499, Oct. 17,

1986, 100 Stat. 1613, as amended, known as the Superfund Amendments and

Reauthorization Act of 1986. For complete classification of this Act to

the Code, see Short Title of 1986 Amendment note set out under section

9601 of this title and Tables.

    The Federal Rules of Civil Procedure, referred to in subsec. (f),

are set out in the Appendix to Title 28, Judiciary and Judicial

Procedure.

 

                  Section Referred to in Other Sections

 

    This section is referred to in section 13106 of this title.

 

Sec.  11047. Exemption.

 Except as provided in section 11004 of this title, this chapter does

not apply to the transportation, including the storage incident to such

transportation, of any substance or chemical subject to the requirements

of this chapter, including the transportation and distribution of

natural gas.

 

(Pub. L. 99-499, title III, Sec. 327, Oct. 17, 1986, 100 Stat. 1757.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in section 11004 of this title.

 

 

Sec.  11048. Regulations.

 The Administrator may prescribe such regulations as may be necessary

to carry out this chapter.

 

(Pub. L. 99-499, title III, Sec. 328, Oct. 17, 1986, 100 Stat. 1757.)

 

 

Sec.  11049. Definitions.

For purposes of this chapter--

 

                          (1) Administrator

 

        The term ``Administrator means the Administrator of the

    Environmental Protection Agency.

 

                           (2) Environment

 

        The term ``environment includes water, air, and land and the

    interrelationship which exists among and between water, air, and

    land and all living things.

 

                  (3) Extremely hazardous substance

 

        The term ``extremely hazardous substance means a substance on

    the list described in section 11002(a)(2) of this title.

 

                            (4) Facility

 

        The term ``facility means all buildings, equipment,

    structures, and other stationary items which are located on a single

    site or on contiguous or adjacent sites and which are owned or

    operated by the same person (or by any person which controls, is

    controlled by, or under common control with, such person). For

    purposes of section 11004 of this title, the term includes motor

    vehicles, rolling stock, and aircraft.

 

                       (5) Hazardous chemical

 

        The term ``hazardous chemical has the meaning given such term

    by section 11021(e) of this title.

 

                   (6) Material safety data sheet

 

        The term ``material safety data sheet means the sheet required

    to be developed under section 1910.1200(g) of title 29 of the Code

    of Federal Regulations, as that section may be amended from time to

    time.

 

                             (7) Person

 

        The term ``person means any individual, trust, firm, joint

    stock company, corporation (including a government corporation),

    partnership, association, State, municipality, commission, political

    subdivision of a State, or interstate body.

 

                             (8) Release

 

        The term ``release means any spilling, leaking, pumping,

    pouring, emitting, emptying, discharging, injecting, escaping,

    leaching, dumping, or disposing into the environment (including the

    abandonment or discarding of barrels, containers, and other closed

    receptacles) of any hazardous chemical, extremely hazardous

    substance, or toxic chemical.

 

                              (9) State

 

        The term ``State means any State of the United States, the

    District of Columbia, the Commonwealth of Puerto Rico, Guam,

    American Samoa, the United States Virgin Islands, the Northern

    Mariana Islands, and any other territory or possession over which

    the United States has jurisdiction.

 

                         (10) Toxic chemical

 

        The term ``toxic chemical means a substance on the list

    described in section 11023(c) of this title.

 

(Pub. L. 99-499, title III, Sec. 329, Oct. 17, 1986, 100 Stat. 1757.)

 

                  Section Referred to in Other Sections

 

    This section is referred to in section 13102 of this title.

 

Sec.  11050. Authorization of appropriations.

There are authorized to be appropriated for fiscal years beginning

after September 30, 1986, such sums as may be necessary to carry out

this chapter.

 

(Pub. L. 99-499, title III, Sec. 330, Oct. 17, 1986, 100 Stat. 1758.)

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