美国 综合环境反应、赔偿和责任法(1980)(第三部分)
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SUBCHAPTER II--HAZARDOUS SUBSTANCE RESPONSE REVENUE

 

Part A--Hazardous Substance Response Trust Fund

 

Secs. 9631 to 9633. Repealed. Pub. L. 99-499, title V,

        Sec. 517(c)(1), Oct. 17, 1986, 100 Stat. 1774

       

    Section 9631, Pub. L. 96-510, title II, Sec. 221, Dec. 11, 1980, 94

Stat. 2801; Pub. L. 99-499, title II, Sec. 204, Oct. 17, 1986, 100 Stat.

1696, provided for establishment of a Hazardous Substances Superfund, so

redesignated by section 204 of Pub. L. 99-499. See section 9507 of Title

26, Internal Revenue Code.

    Section 9632, Pub. L. 96-510, title II, Sec. 222, Dec. 11, 1980, 94

Stat. 2802, limited liability of United States to amount in Trust Fund.

    Section 9633, Pub. L. 96-510, title II, Sec. 223, Dec. 11, 1980, 94

Stat. 2802, contained administrative provisions.

 

 

                        Effective Date of Repeal

 

    Repeal by Pub. L. 99-499 effective Jan. 1, 1987, see section 517(e)

of Pub. L. 99-499, set out as an Effective Date note under section 9507

of Title 26, Internal Revenue Code.

 

 

Part B--Post-closure Liability Trust Fund

 

Sec. 9641. Repealed. Pub. L. 99-499, title V, Sec. 514(b), Oct.

        17, 1986, 100 Stat. 1767

       

    Section, Pub. L. 96-510, title II, Sec. 232, Dec. 11, 1980, 94 Stat.

2804, provided for establishment of the Post-closure Liability Trust

Fund in the Treasury of the United States.

 

 

                        Effective Date of Repeal

 

    Section 514(c) of Pub. L. 99-499 provided that:

    ``(1) In general.--The amendments made by this section [repealing

this section and sections 4681 and 4682 of Title 26, Internal Revenue

Code] shall take effect on October 1, 1983.

    ``(2) Waiver of statute of limitations.--If on the date of the

enactment of this Act [Oct. 17, 1986] (or at any time within 1 year

after such date of enactment) refund or credit of any overpayment of tax

resulting from the application of this section is barred by any law or

rule of law, refund or credit of such overpayment shall, nevertheless,

be made or allowed if claim therefor is filed before the date 1 year

after the date of the enactment of this Act.

 

 

SUBCHAPTER III--MISCELLANEOUS PROVISIONS

 

Sec. 9651. Reports and studies

 

(a) Implementation experiences; identification and disposal of waste

 

    (1) The President shall submit to the Congress, within four years

after December 11, 1980, a comprehensive report on experience with the

implementation of this chapter including, but not limited to--

        (A) the extent to which the chapter and Fund are effective in

    enabling Government to respond to and mitigate the effects of

    releases of hazardous substances;

        (B) a summary of past receipts and disbursements from the Fund;

        (C) a projection of any future funding needs remaining after the

    expiration of authority to collect taxes, and of the threat to

    public health, welfare, and the environment posed by the projected

    releases which create any such needs;

        (D) the record and experience of the Fund in recovering Fund

    disbursements from liable parties;

        (E) the record of State participation in the system of response,

    liability, and compensation established by this chapter;

        (F) the impact of the taxes imposed by subchapter II \1\ of this

    chapter on the Nations balance of trade with other countries;

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    \1\ See References in Text note below.

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        (G) an assessment of the feasibility and desirability of a

    schedule of taxes which would take into account one or more of the

    following: the likelihood of a release of a hazardous substance, the

    degree of hazard and risk of harm to public health, welfare, and the

    environment resulting from any such release, incentives to proper

    handling, recycling, incineration, and neutralization of hazardous

    wastes, and disincentives to improper or illegal handling or

    disposal of hazardous materials, administrative and reporting

    burdens on Government and industry, and the extent to which the tax

    burden falls on the substances and parties which create the problems

    addressed by this chapter. In preparing the report, the President

    shall consult with appropriate Federal, State, and local agencies,

    affected industries and claimants, and such other interested parties

    as he may find useful. Based upon the analyses and consultation

    required by this subsection, the President shall also include in the

    report any recommendations for legislative changes he may deem

    necessary for the better effectuation of the purposes of this

    chapter, including but not limited to recommendations concerning

    authorization levels, taxes, State participation, liability and

    liability limits, and financial responsibility provisions for the

    Response Trust Fund and the Post-closure Liability Trust Fund;

        (H) an exemption from or an increase in the substances or the

    amount of taxes imposed by section 4661 of title 26 for copper,

    lead, and zinc oxide, and for feedstocks when used in the

    manufacture and production of fertilizers, based upon the

    expenditure experience of the Response Trust Fund;

        (I) the economic impact of taxing coal-derived substances and

    recycled metals.

 

    (2) The Administrator of the Environmental Protection Agency (in

consultation with the Secretary of the Treasury) shall submit to the

Congress (i) within four years after December 11, 1980, a report

identifying additional wastes designated by rule as hazardous after the

effective date of this chapter and pursuant to section 3001 of the Solid

Waste Disposal Act [42 U.S.C. 6921] and recommendations on appropriate

tax rates for such wastes for the Post-closure Liability Trust Fund. The

report shall, in addition, recommend a tax rate, considering the

quantity and potential danger to human health and the environment posed

by the disposal of any wastes which the Administrator, pursuant to

subsection 3001(b)(2)(B) and subsection 3001(b)(3)(A) of the Solid Waste

Disposal Act of 1980 [42 U.S.C. 6921(b)(2)(B) and 6921(b)(3)(A)], has

determined should be subject to regulation under subtitle C of such Act

[42 U.S.C. 6921 et seq.], (ii) within three years after December 11,

1980, a report on the necessity for and the adequacy of the revenue

raised, in relation to estimated future requirements, of the Post-

closure Liability Trust Fund.

 

(b) Private insurance protection

 

    The President shall conduct a study to determine (1) whether

adequate private insurance protection is available on reasonable terms

and conditions to the owners and operators of vessels and facilities

subject to liability under section 9607 of this title, and (2) whether

the market for such insurance is sufficiently competitive to assure

purchasers of features such as a reasonable range of deductibles,

coinsurance provisions, and exclusions. The President shall submit the

results of his study, together with his recommendations, within two

years of December 11, 1980, and shall submit an interim report on his

study within one year of December 11, 1980.

 

(c) Regulations respecting assessment of damages to natural resources

 

    (1) The President, acting through Federal officials designated by

the National Contingency Plan published under section 9605 of this

title, shall study and, not later than two years after December 11,

1980, shall promulgate regulations for the assessment of damages for

injury to, destruction of, or loss of natural resources resulting from a

release of oil or a hazardous substance for the purposes of this chapter

and section 1321(f)(4) and (5) of title 33. Notwithstanding the failure

of the President to promulgate the regulations required under this

subsection on the required date, the President shall promulgate such

regulations not later than 6 months after October 17, 1986.

    (2) Such regulations shall specify (A) standard procedures for

simplified assessments requiring minimal field observation, including

establishing measures of damages based on units of discharge or release

or units of affected area, and (B) alternative protocols for conducting

assessments in individual cases to determine the type and extent of

short- and long-term injury, destruction, or loss. Such regulations

shall identify the best available procedures to determine such damages,

including both direct and indirect injury, destruction, or loss and

shall take into consideration factors including, but not limited to,

replacement value, use value, and ability of the ecosystem or resource

to recover.

    (3) Such regulations shall be reviewed and revised as appropriate

every two years.

 

(d) Issues, alternatives, and policy considerations involving selection

        of locations for waste treatment, storage, and disposal

        facilities

 

    The Administrator of the Environmental Protection Agency shall, in

consultation with other Federal agencies and appropriate representatives

of State and local governments and nongovernmental agencies, conduct a

study and report to the Congress within two years of December 11, 1980,

on the issues, alternatives, and policy considerations involved in the

selection of locations for hazardous waste treatment, storage, and

disposal facilities. This study shall include--

        (A) an assessment of current and projected treatment, storage,

    and disposal capacity needs and shortfalls for hazardous waste by

    management category on a State-by-State basis;

        (B) an evaluation of the appropriateness of a regional approach

    to siting and designing hazardous waste management facilities and

    the identification of hazardous waste management regions, interstate

    or intrastate, or both, with similar hazardous waste management

    needs;

        (C) solicitation and analysis of proposals for the construction

    and operation of hazardous waste management facilities by

    nongovernmental entities, except that no proposal solicited under

    terms of this subsection shall be analyzed if it involves cost to

    the United States Government or fails to comply with the

    requirements of subtitle C of the Solid Waste Disposal Act [42

    U.S.C. 6921 et seq.] and other applicable provisions of law;

        (D) recommendations on the appropriate balance between public

    and private sector involvement in the siting, design, and operation

    of new hazardous waste management facilities;

        (E) documentation of the major reasons for public opposition to

    new hazardous waste management facilities; and

        (F) an evaluation of the various options for overcoming

    obstacles to siting new facilities, including needed legislation for

    implementing the most suitable option or options.

 

(e) Adequacy of existing common law and statutory remedies

 

    (1) In order to determine the adequacy of existing common law and

statutory remedies in providing legal redress for harm to man and the

environment caused by the release of hazardous substances into the

environment, there shall be submitted to the Congress a study within

twelve months of December 11, 1980.

    (2) This study shall be conducted with the assistance of the

American Bar Association, the American Law Institute, the Association of

American Trial Lawyers, and the National Association of State Attorneys

General with the President of each entity selecting three members from

each organization to conduct the study. The study chairman and one

reporter shall be elected from among the twelve members of the study

group.

    (3) As part of their review of the adequacy of existing common law

and statutory remedies, the study group shall evaluate the following:

        (A) the nature, adequacy, and availability of existing remedies

    under present law in compensating for harm to man from the release

    of hazardous substances;

        (B) the nature of barriers to recovery (particularly with

    respect to burdens of going forward and of proof and relevancy) and

    the role such barriers play in the legal system;

        (C) the scope of the evidentiary burdens placed on the plaintiff

    in proving harm from the release of hazardous substances,

    particularly in light of the scientific uncertainty over causation

    with respect to--

            (i) carcinogens, mutagens, and teratogens, and

            (ii) the human health effects of exposure to low doses of

        hazardous substances over long periods of time;

 

        (D) the nature and adequacy of existing remedies under present

    law in providing compensation for damages to natural resources from

    the release of hazardous substances;

        (E) the scope of liability under existing law and the

    consequences, particularly with respect to obtaining insurance, of

    any changes in such liability;

        (F) barriers to recovery posed by existing statutes of

    limitations.

 

    (4) The report shall be submitted to the Congress with appropriate

recommendations. Such recommendations shall explicitly address--

        (A) the need for revisions in existing statutory or common law,

    and

        (B) whether such revisions should take the form of Federal

    statutes or the development of a model code which is recommended for

    adoption by the States.

 

    (5) The Fund shall pay administrative expenses incurred for the

study. No expenses shall be available to pay compensation, except

expenses on a per diem basis for the one reporter, but in no case shall

the total expenses of the study exceed $300,000.

 

(f) Modification of national contingency plan

 

    The President, acting through the Administrator of the Environmental

Protection Agency, the Secretary of Transportation, the Administrator of

the Occupational Safety and Health Administration, and the Director of

the National Institute for Occupational Safety and Health shall study

and, not later than two years after December 11, 1980, shall modify the

national contingency plan to provide for the protection of the health

and safety of employees involved in response actions.

 

(g) Insurability study

 

                  (1) Study by Comptroller General

 

        The Comptroller General of the United States, in consultation

    with the persons described in paragraph (2), shall undertake a study

    to determine the insurability, and effects on the standard of care,

    of the liability of each of the following:

            (A) Persons who generate hazardous substances: liability for

        costs and damages under this chapter.

            (B) Persons who own or operate facilities: liability for

        costs and damages under this chapter.

            (C) Persons liable for injury to persons or property caused

        by the release of hazardous substances into the environment.

 

                          (2) Consultation

 

        In conducting the study under this subsection, the Comptroller

    General shall consult with the following:

            (A) Representatives of the Administrator.

            (B) Representatives of persons described in subparagraphs

        (A) through (C) of the preceding paragraph.

            (C) Representatives (i) of groups or organizations comprised

        generally of persons adversely affected by releases or

        threatened releases of hazardous substances and (ii) of groups

        organized for protecting the interests of consumers.

            (D) Representatives of property and casualty insurers.

            (E) Representatives of reinsurers.

            (F) Persons responsible for the regulation of insurance at

        the State level.

 

                         (3) Items evaluated

 

        The study under this section shall include, among other matters,

    an evaluation of the following:

            (A) Current economic conditions in, and the future outlook

        for, the commercial market for insurance and reinsurance.

            (B) Current trends in statutory and common law remedies.

            (C) The impact of possible changes in traditional standards

        of liability, proof, evidence, and damages on existing statutory

        and common law remedies.

            (D) The effect of the standard of liability and extent of

        the persons upon whom it is imposed under this chapter on the

        protection of human health and the environment and on the

        availability, underwriting, and pricing of insurance coverage.

            (E) Current trends, if any, in the judicial interpretation

        and construction of applicable insurance contracts, together

        with the degree to which amendments in the language of such

        contracts and the description of the risks assumed, could affect

        such trends.

            (F) The frequency and severity of a representative sample of

        claims closed during the calendar year immediately preceding

        October 17, 1986.

            (G) Impediments to the acquisition of insurance or other

        means of obtaining liability coverage other than those referred

        to in the preceding subparagraphs.

            (H) The effects of the standards of liability and financial

        responsibility requirements imposed pursuant to this chapter on

        the cost of, and incentives for, developing and demonstrating

        alternative and innovative treatment technologies, as well as

        waste generation minimization.

 

                           (4) Submission

 

        The Comptroller General shall submit a report on the results of

    the study to Congress with appropriate recommendations within 12

    months after October 17, 1986.

 

(Pub. L. 96-510, title III, Sec. 301, Dec. 11, 1980, 94 Stat. 2805; Pub.

L. 99-499, title I, Sec. 107(d)(3), title II, Secs. 208, 212, Oct. 17,

1986, 100 Stat. 1630, 1707, 1726; Pub. L. 99-514, Sec. 2, Oct. 22, 1986,

100 Stat. 2095.)

 

                       References in Text

 

    This chapter, referred to in subsecs. (a)(1)(A), (E), (G), (c)(1),

and (g), was in the original ``this Act, meaning Pub. L. 96-510, Dec.

11, 1980, 94 Stat. 2767, as amended, known as the Comprehensive

Environmental Response, Compensation, and Liability Act of 1980, which

enacted this chapter, section 6911a of this title, and sections 4611,

4612, 4661, 4662, 4681, and 4682 of Title 26, Internal Revenue Code,

amended section 6911 of this title, section 1364 of Title 33, Navigation

and Navigable Waters, and section 11901 of Title 49, Transportation, and

enacted provisions set out as notes under section 6911 of this title and

sections 1 and 4611 of Title 26. For complete classification of this Act

to the Code, see Short Title note set out under section 9601 of this

title and Tables.

    Subchapter II of this chapter, referred to in subsec. (a)(1)(F), was

in the original ``title II of this Act, meaning title II of Pub. L.

96-510, Dec. 11, 1980, 94 Stat. 2796, known as the Hazardous Substance

Response Revenue Act of 1980, which enacted subchapter II of this

chapter and sections 4611, 4612, 4661, 4662, 4681, and 4682 of Title 26.

Sections 221 to 223 and 232 of Pub. L. 96-510, which were classified to

sections 9631 to 9633 and 9641 of this title, comprising subchapter II

of this chapter, were repealed by Pub. L. 99-499, title V, Secs. 514(b),

517(c)(1), Oct. 17, 1986, 100 Stat. 1767, 1774. For complete

classification of title II to the Code, see Short Title of 1980

Amendment note set out under section 1 of Title 26 and Tables.

    For effective date of this chapter, referred to in subsec. (a)(2),

see section 9652 of this title.

    Subsection 3001(b)(2)(B) and subsection 3001(b)(3)(A) of the Solid

Waste Disposal Act of 1980, referred to in subsec. (a)(2), probably mean

section 3001(b)(2)(B) and (3)(A) of the Solid Waste Disposal Act, as

amended by the Solid Waste Disposal Act Amendments of 1980, which

enacted section 6921(b)(2)(B) and (3)(A) of this title.

    The Solid Waste Disposal Act, referred to in subsecs. (a)(2) and

(d)(C), is title II of Pub. L. 89-272, Oct. 20, 1965, 79 Stat. 997, as

amended generally by Pub. L. 94-580, Sec. 2, Oct. 21, 1976, 90 Stat.

2795. Subtitle C of the Solid Waste Disposal Act is classified generally

to subchapter III (Sec. 6921 et seq.) of chapter 82 of this title. For

complete classification of this Act to the Code, see Short Title note

set out under section 6901 of this title and Tables.

 

                          Codification

 

    Subsec. (h) of this section, which required the Administrator of the

Environmental Protection Agency to submit an annual report to Congress

of such Agency on the progress achieved in implementing this chapter

during the preceding fiscal year, required the Inspector General of the

Agency to review the report for reasonableness and accuracy and submit

to Congress, as a part of that report, a report on the results of the

review, and required the appropriate authorizing committees of Congress,

after receiving those reports, to conduct oversight hearings to ensure

that this chapter is being implemented according to the purposes of this

chapter and congressional intent in enacting this chapter, terminated,

effective May 15, 2000, pursuant to section 3003 of Pub. L. 104-66, as

amended, set out as a note under section 1113 of Title 31, Money and

Finance. See, also, the 5th item on page 164 of House Document No. 103-

7.

 

 

                               Amendments

 

    1986--Subsec. (a)(1)(H). Pub. L. 99-514 substituted ``Internal

Revenue Code of 1986 for ``Internal Revenue Code of 1954, which for

purposes of codification was translated as ``title 26 thus requiring

no change in text.

    Subsec. (c)(1). Pub. L. 99-499, Sec. 107(d)(3), inserted at end

``Notwithstanding the failure of the President to promulgate the

regulations required under this subsection on the required date, the

President shall promulgate such regulations not later than 6 months

after October 17, 1986.

    Subsec. (g). Pub. L. 99-499, Sec. 208, added subsec. (g).

    Subsec. (h). Pub. L. 99-499, Sec. 212, added subsec. (h).

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 9604, 9607, 9612, 9613 of

this title.

 

 

Sec. 9652. Effective dates; savings provisions

(a) Unless otherwise provided, all provisions of this chapter shall

be effective on December 11, 1980.

    (b) Any regulation issued pursuant to any provisions of section 1321

of title 33 which is repealed or superseded by this chapter and which is

in effect on the date immediately preceding the effective date of this

chapter shall be deemed to be a regulation issued pursuant to the

authority of this chapter and shall remain in full force and effect

unless or until superseded by new regulations issued thereunder.

    (c) Any regulation--

        (1) respecting financial responsibility,

        (2) issued pursuant to any provision of law repealed or

    superseded by this chapter, and

        (3) in effect on the date immediately preceding the effective

    date of this chapter shall be deemed to be a regulation issued

    pursuant to the authority of this chapter and shall remain in full

    force and effect unless or until superseded by new regulations

    issued thereunder.

 

    (d) Nothing in this chapter shall affect or modify in any way the

obligations or liabilities of any person under other Federal or State

law, including common law, with respect to releases of hazardous

substances or other pollutants or contaminants. The provisions of this

chapter shall not be considered, interpreted, or construed in any way as

reflecting a determination, in part or whole, of policy regarding the

inapplicability of strict liability, or strict liability doctrines, to

activities relating to hazardous substances, pollutants, or contaminants

or other such activities.

 

(Pub. L. 96-510, title III, Sec. 302, Dec. 11, 1980, 94 Stat. 2808.)

 

 

Sec. 9653. Repealed. Pub. L. 99-499, title V, Sec. 511(b), Oct.

        17, 1986, 100 Stat. 1761

       

    Section, Pub. L. 96-510, title III, Sec. 303, Dec. 11, 1980, 94

Stat. 2808, provided for termination of authority to collect taxes under

this chapter.

 

Sec. 9654. Applicability of Federal water pollution control

        funding, etc., provisions

       

    (a) Omitted

    (b) One-half of the unobligated balance remaining before December

11, 1980, under subsection (k) \1\ of section 1321 of title 33 and all

sums appropriated under section 1364(b) \1\ of title 33 shall be

transferred to the Fund established under subchapter II \1\ of this

chapter.

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    \1\ See References in Text note below.

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    (c) In any case in which any provision of section 1321 of title 33

is determined to be in conflict with any provisions of this chapter, the

provisions of this chapter shall apply.

 

(Pub. L. 96-510, title III, Sec. 304, Dec. 11, 1980, 94 Stat. 2809.)

 

                       References in Text

 

    Subsection (k) of section 1321 of title 33, referred to in subsec.

(b), was repealed by Pub. L. 101-380, title II, Sec. 2002(b)(2), Aug.

18, 1990, 104 Stat. 507.

    Section 1364(b) of title 33, referred to in subsec. (b), was

repealed by Pub. L. 96-510, title III, Sec. 304(a), Dec. 11, 1980, 94

Stat. 2809.

    Subchapter II of this chapter, referred to in subsec. (b), was in

the original ``title II of this Act, meaning title II of Pub. L. 96-

510, Dec. 11, 1980, 94 Stat. 2796, known as the Hazardous Substance

Response Revenue Act of 1980, which enacted subchapter II of this

chapter and sections 4611, 4612, 4661, 4662, 4681, and 4682 of Title 26,

Internal Revenue Code. Sections 221 to 223 and 232 of Pub. L. 96-510,

which were classified to sections 9631 to 9633 and 9641 of this title,

comprising subchapter II of this chapter, were repealed by Pub. L. 99-

499, title V, Secs. 514(b), 517(c)(1), Oct. 17, 1986, 100 Stat. 1767,

1774. For complete classification of title II to the Code, see Short

Title of 1980 Amendment note set out under section 1 of Title 26 and

Tables.

 

                          Codification

 

    Subsec. (a) of this section repealed section 1364(b) of Title 33,

Navigation and Navigable Waters.

 

 

 

Sec. 9655. Legislative veto of rule or regulation

 

 

(a) Transmission to Congress upon promulgation or repromulgation of rule

        or regulation; disapproval procedures

 

    Notwithstanding any other provision of law, simultaneously with

promulgation or repromulgation of any rule or regulation under authority

of subchapter I of this chapter, the head of the department, agency, or

instrumentality promulgating such rule or regulation shall transmit a

copy thereof to the Secretary of the Senate and the Clerk of the House

of Representatives. Except as provided in subsection (b) of this

section, the rule or regulation shall not become effective, if--

        (1) within ninety calendar days of continuous session of

    Congress after the date of promulgation, both Houses of Congress

    adopt a concurrent resolution, the matter after the resolving clause

    of which is as follows: ``That Congress disapproves the rule or

    regulation promulgated by the                dealing with the matter

    of                , which rule or regulation was transmitted to

    Congress on            ., the blank spaces therein being

    appropriately filled; or

        (2) within sixty calendar days of continuous session of Congress

    after the date of promulgation, one House of Congress adopts such a

    concurrent resolution and transmits such resolution to the other

    House, and such resolution is not disapproved by such other House

    within thirty calendar days of continuous session of Congress after

    such transmittal.

 

(b) Approval; effective dates

 

    If, at the end of sixty calendar days of continuous session of

Congress after the date of promulgation of a rule or regulation, no

committee of either House of Congress has reported or been discharged

from further consideration of a concurrent resolution disapproving the

rule or regulation and neither House has adopted such a resolution, the

rule or regulation may go into effect immediately. If, within such sixty

calendar days, such a committee has reported or been discharged from

further consideration of such a resolution, or either House has adopted

such a resolution, the rule or regulation may go into effect not sooner

than ninety calendar days of continuous session of Congress after such

rule is prescribed unless disapproved as provided in subsection (a) of

this section.

 

(c) Sessions of Congress as applicable

 

    For purposes of subsections (a) and (b) of this section--

        (1) continuity of session is broken only by an adjournment of

    Congress sine die; and

        (2) the days on which either House is not in session because of

    an adjournment of more than three days to a day certain are excluded

    in the computation of thirty, sixty, and ninety calendar days of

    continuous session of Congress.

 

(d) Congressional inaction on, or rejection of, resolution of

        disapproval

 

    Congressional inaction on, or rejection of, a resolution of

disapproval shall not be deemed an expression of approval of such rule

or regulation.

 

(Pub. L. 96-510, title III, Sec. 305, Dec. 11, 1980, 94 Stat. 2809.)

 

Sec. 9656. Transportation of hazardous substances; listing as

        hazardous material; liability for release

 

(a) Each hazardous substance which is listed or designated as

provided in section 9601(14) of this title shall, within 30 days after

October 17, 1986, or at the time of such listing or designation,

whichever is later, be listed and regulated as a hazardous material

under chapter 51 of title 49.

    (b) A common or contract carrier shall be liable under other law in

lieu of section 9607 of this title for damages or remedial action

resulting from the release of a hazardous substance during the course of

transportation which commenced prior to the effective date of the

listing and regulation of such substance as a hazardous material under

chapter 51 of title 49, or for substances listed pursuant to subsection

(a) of this section, prior to the effective date of such listing:

Provided, however, That this subsection shall not apply where such a

carrier can demonstrate that he did not have actual knowledge of the

identity or nature of the substance released.

 

(Pub. L. 96-510, title III, Sec. 306(a), (b), Dec. 11, 1980, 94 Stat.

2810; Pub. L. 99-499, title II, Sec. 202, Oct. 17, 1986, 100 Stat.

1695.)

 

                          Codification

 

    In subsecs. (a) and (b), ``chapter 51 of title 49 substituted for

``the Hazardous Materials Transportation Act [49 App. U.S.C. 1801 et

seq.] on authority of Pub. L. 103-272, Sec. 6(b), July 5, 1994, 108

Stat. 1378, the first section of which enacted subtitles II, III, and V

to X of Title 49, Transportation.

 

 

                               Amendments

 

    1986--Subsec. (a). Pub. L. 99-499, Sec. 202(a), substituted ``within

30 days after October 17, 1986 for ``within ninety days after December

11, 1980 and inserted ``and regulated before ``as a hazardous

material.

    Subsec. (b). Pub. L. 99-499, Sec. 202(b), inserted ``and

regulation after ``prior to the effective date of the listing.

 

                  Section Referred to in Other Sections

 

    This section is referred to in title 49 section 31301.

 

 

Sec. 9657. Separability; contribution

If any provision of this chapter, or the application of any

provision of this chapter to any person or circumstance, is held

invalid, the application of such provision to other persons or

circumstances and the remainder of this chapter shall not be affected

thereby. If an administrative settlement under section 9622 of this

title has the effect of limiting any persons right to obtain

contribution from any party to such settlement, and if the effect of

such limitation would constitute a taking without just compensation in

violation of the fifth amendment of the Constitution of the United

States, such person shall not be entitled, under other laws of the

United States, to recover compensation from the United States for such

taking, but in any such case, such limitation on the right to obtain

contribution shall be treated as having no force and effect.

 

(Pub. L. 96-510, title III, Sec. 308, Dec. 11, 1980, 94 Stat. 2811; Pub.

L. 99-499, title I, Sec. 122(b), Oct. 17, 1986, 100 Stat. 1688.)

 

                       References in Text

 

    This chapter, referred to in text, was in the original ``this Act,

meaning Pub. L. 96-510, Dec. 11, 1980, 94 Stat. 2767, as amended, known

as the Comprehensive Environmental Response, Compensation, and Liability

Act of 1980, which enacted this chapter, section 6911a of this title,

and sections 4611, 4612, 4661, 4662, 4681, and 4682 of Title 26,

Internal Revenue Code, amended section 6911 of this title, section 1364

of Title 33, Navigation and Navigable Waters, and section 11901 of Title

49, Transportation, and enacted provisions set out as notes under

section 6911 of this title and sections 1 and 4611 of Title 26. For

complete classification of this Act to the Code, see Short Title note

set out under section 9601 of this title and Tables.

 

 

                               Amendments

 

    1986--Pub. L. 99-499 inserted sentence at end relating to

administrative settlements under section 9622 of this title which have

effect of limiting any persons right to obtain contribution from any

party to such settlement.

 

 

Sec. 9658. Actions under State law for damages from exposure to

        hazardous substances

(a) State statutes of limitations for hazardous substance cases

 

                   (1) Exception to State statutes

 

        In the case of any action brought under State law for personal

    injury, or property damages, which are caused or contributed to by

    exposure to any hazardous substance, or pollutant or contaminant,

    released into the environment from a facility, if the applicable

    limitations period for such action (as specified in the State

    statute of limitations or under common law) provides a commencement

    date which is earlier than the federally required commencement date,

    such period shall commence at the federally required commencement

    date in lieu of the date specified in such State statute.

 

                 (2) State law generally applicable

 

        Except as provided in paragraph (1), the statute of limitations

    established under State law shall apply in all actions brought under

    State law for personal injury, or property damages, which are caused

    or contributed to by exposure to any hazardous substance, or

    pollutant or contaminant, released into the environment from a

    facility.

 

                   (3) Actions under section 9607

 

        Nothing in this section shall apply with respect to any cause of

    action brought under section 9607 of this title.

 

(b) Definitions

 

    As used in this section--

 

                       (1) Subchapter I terms

 

        The terms used in this section shall have the same meaning as

    when used in subchapter I of this chapter.

 

                  (2) Applicable limitations period

 

        The term ``applicable limitations period means the period

    specified in a statute of limitations during which a civil action

    referred to in subsection (a)(1) of this section may be brought.

 

                        (3) Commencement date

 

        The term ``commencement date means the date specified in a

    statute of limitations as the beginning of the applicable

    limitations period.

 

              (4) Federally required commencement date

 

        (A) In general

 

            Except as provided in subparagraph (B), the term ``federally

        required commencement date means the date the plaintiff knew

        (or reasonably should have known) that the personal injury or

        property damages referred to in subsection (a)(1) of this

        section were caused or contributed to by the hazardous substance

        or pollutant or contaminant concerned.

 

        (B) Special rules

 

            In the case of a minor or incompetent plaintiff, the term

        ``federally required commencement date means the later of the

        date referred to in subparagraph (A) or the following:

                (i) In the case of a minor, the date on which the minor

            reaches the age of majority, as determined by State law, or

            has a legal representative appointed.

                (ii) In the case of an incompetent individual, the date

            on which such individual becomes competent or has had a

            legal representative appointed.

 

(Pub. L. 96-510, title III, Sec. 309, as added Pub. L. 99-499, title II,

Sec. 203(a), Oct. 17, 1986, 100 Stat. 1695.)

 

 

                             Effective Date

 

    Section 203(b) of Pub. L. 99-499 provided that: ``The amendment made

by subsection (a) of this section [enacting this section] shall take

effect with respect to actions brought after December 11, 1980.

 

                  Section Referred to in Other Sections

 

    This section is referred to in section 9659 of this title.

 

 

Sec. 9659. Citizens suits

(a) Authority to bring civil actions

 

    Except as provided in subsections (d) and (e) of this section and in

section 9613(h) of this title (relating to timing of judicial review),

any person may commence a civil action on his own behalf--

        (1) against any person (including the United States and any

    other governmental instrumentality or agency, to the extent

    permitted by the eleventh amendment to the Constitution) who is

    alleged to be in violation of any standard, regulation, condition,

    requirement, or order which has become effective pursuant to this

    chapter (including any provision of an agreement under section 9620

    of this title, relating to Federal facilities); or

        (2) against the President or any other officer of the United

    States (including the Administrator of the Environmental Protection

    Agency and the Administrator of the ATSDR) where there is alleged a

    failure of the President or of such other officer to perform any act

    or duty under this chapter, including an act or duty under section

    9620 of this title (relating to Federal facilities), which is not

    discretionary with the President or such other officer.

 

Paragraph (2) shall not apply to any act or duty under the provisions of

section 9660 of this title (relating to research, development, and

demonstration).

 

(b) Venue

 

                 (1) Actions under subsection (a)(1)

 

        Any action under subsection (a)(1) of this section shall be

    brought in the district court for the district in which the alleged

    violation occurred.

 

                 (2) Actions under subsection (a)(2)

 

        Any action brought under subsection (a)(2) of this section may

    be brought in the United States District Court for the District of

    Columbia.

 

(c) Relief

 

    The district court shall have jurisdiction in actions brought under

subsection (a)(1) of this section to enforce the standard, regulation,

condition, requirement, or order concerned (including any provision of

an agreement under section 9620 of this title), to order such action as

may be necessary to correct the violation, and to impose any civil

penalty provided for the violation. The district court shall have

jurisdiction in actions brought under subsection (a)(2) of this section

to order the President or other officer to perform the act or duty

concerned.

 

(d) Rules applicable to subsection (a)(1) actions

 

                             (1) Notice

 

        No action may be commenced under subsection (a)(1) of this

    section before 60 days after the plaintiff has given notice of the

    violation to each of the following:

            (A) The President.

            (B) The State in which the alleged violation occurs.

            (C) Any alleged violator of the standard, regulation,

        condition, requirement, or order concerned (including any

        provision of an agreement under section 9620 of this title).

 

    Notice under this paragraph shall be given in such manner as the

    President shall prescribe by regulation.

 

                      (2) Diligent prosecution

 

        No action may be commenced under paragraph (1) of subsection (a)

    of this section if the President has commenced and is diligently

    prosecuting an action under this chapter, or under the Solid Waste

    Disposal Act [42 U.S.C. 6901 et seq.] to require compliance with the

    standard, regulation, condition, requirement, or order concerned

    (including any provision of an agreement under section 9620 of this

    title).

 

(e) Rules applicable to subsection (a)(2) actions

 

    No action may be commenced under paragraph (2) of subsection (a) of

this section before the 60th day following the date on which the

plaintiff gives notice to the Administrator or other department, agency,

or instrumentality that the plaintiff will commence such action. Notice

under this subsection shall be given in such manner as the President

shall prescribe by regulation.

 

(f) Costs

 

    The court, in issuing any final order in any action brought pursuant

to this section, may award costs of litigation (including reasonable

attorney and expert witness fees) to the prevailing or the substantially

prevailing party whenever the court determines such an award is

appropriate. The court may, if a temporary restraining order or

preliminary injunction is sought, require the filing of a bond or

equivalent security in accordance with the Federal Rules of Civil

Procedure.

 

(g) Intervention

 

    In any action under this section, the United States or the State, or

both, if not a party may intervene as a matter of right. For other

provisions regarding intervention, see section 9613 of this title.

 

(h) Other rights

 

    This chapter does not affect or otherwise impair the rights of any

person under Federal, State, or common law, except with respect to the

timing of review as provided in section 9613(h) of this title or as

otherwise provided in section 9658 of this title (relating to actions

under State law).

 

(i) Definitions

 

    The terms used in this section shall have the same meanings as when

used in subchapter I of this chapter.

 

(Pub. L. 96-510, title III, Sec. 310, as added Pub. L. 99-499, title II,

Sec. 206, Oct. 17, 1986, 100 Stat. 1703.)

 

                       References in Text

 

    The Solid Waste Disposal Act, referred to in subsec. (d)(2), is

title II of Pub. L. 89-272, Oct. 20, 1965, 79 Stat. 997, as amended

generally by Pub. L. 94-580, Sec. 2, Oct. 21, 1976, 90 Stat. 2795, which

is classified generally to chapter 82 (Sec. 6901 et seq.) of this title.

For complete classification of this Act to the Code, see Short Title

note set out under section 6901 of this title and Tables.

    The Federal Rules of Civil Procedure, referred to in subsec. (f),

are set out in the Appendix to Title 28, Judiciary and Judicial

Procedure.

 

                  Section Referred to in Other Sections

 

    This section is referred to in section 9613 of this title.

 

Sec. 9660. Research, development, and demonstration

(a) Hazardous substance research and training

 

                    (1) Authorities of Secretary

 

        The Secretary of Health and Human Services (hereinafter in this

    subsection referred to as the Secretary), in consultation with the

    Administrator, shall establish and support a basic research and

    training program (through grants, cooperative agreements, and

    contracts) consisting of the following:

            (A) Basic research (including epidemiologic and ecologic

        studies) which may include each of the following:

                (i) Advanced techniques for the detection, assessment,

            and evaluation of the effects on human health of hazardous

            substances.

                (ii) Methods to assess the risks to human health

            presented by hazardous substances.

                (iii) Methods and technologies to detect hazardous

            substances in the environment and basic biological,

            chemical, and physical methods to reduce the amount and

            toxicity of hazardous substances.

 

            (B) Training, which may include each of the following:

                (i) Short courses and continuing education for State and

            local health and environment agency personnel and other

            personnel engaged in the handling of hazardous substances,

            in the management of facilities at which hazardous

            substances are located, and in the evaluation of the hazards

            to human health presented by such facilities.

                (ii) Graduate or advanced training in environmental and

            occupational health and safety and in the public health and

            engineering aspects of hazardous waste control.

                (iii) Graduate training in the geosciences, including

            hydrogeology, geological engineering, geophysics,

            geochemistry, and related fields necessary to meet

            professional personnel needs in the public and private

            sectors and to effectuate the purposes of this chapter.

 

                        (2) Director of NIEHS

 

        The Director of the National Institute for Environmental Health

    Sciences shall cooperate fully with the relevant Federal agencies

    referred to in subparagraph (A) of paragraph (5) in carrying out the

    purposes of this section.

 

                   (3) Recipients of grants, etc.

 

        A grant, cooperative agreement, or contract may be made or

    entered into under paragraph (1) with an accredited institution of

    higher education. The institution may carry out the research or

    training under the grant, cooperative agreement, or contract through

    contracts, including contracts with any of the following:

            (A) Generators of hazardous wastes.

            (B) Persons involved in the detection, assessment,

        evaluation, and treatment of hazardous substances.

            (C) Owners and operators of facilities at which hazardous

        substances are located.

            (D) State and local governments.

 

                           (4) Procedures

 

        In making grants and entering into cooperative agreements and

    contracts under this subsection, the Secretary shall act through the

    Director of the National Institute for Environmental Health

    Sciences. In considering the allocation of funds for training

    purposes, the Director shall ensure that at least one grant,

    cooperative agreement, or contract shall be awarded for training

    described in each of clauses (i), (ii), and (iii) of paragraph

    (1)(B). Where applicable, the Director may choose to operate

    training activities in cooperation with the Director of the National

    Institute for Occupational Safety and Health. The procedures

    applicable to grants and contracts under title IV of the Public

    Health Service Act [42 U.S.C. 281 et seq.] shall be followed under

    this subsection.

 

                        (5) Advisory council

 

        To assist in the implementation of this subsection and to aid in

    the coordination of research and demonstration and training

    activities funded from the Fund under this section, the Secretary

    shall appoint an advisory council (hereinafter in this subsection

    referred to as the ``Advisory Council) which shall consist of

    representatives of the following:

            (A) The relevant Federal agencies.

            (B) The chemical industry.

            (C) The toxic waste management industry.

            (D) Institutions of higher education.

            (E) State and local health and environmental agencies.

            (F) The general public.

 

                            (6) Planning

 

        Within nine months after October 17, 1986, the Secretary, acting

    through the Director of the National Institute for Environmental

    Health Sciences, shall issue a plan for the implementation of

    paragraph (1). The plan shall include priorities for actions under

    paragraph (1) and include research and training relevant to

    scientific and technological issues resulting from site specific

    hazardous substance response experience. The Secretary shall, to the

    maximum extent practicable, take appropriate steps to coordinate

    program activities under this plan with the activities of other

    Federal agencies in order to avoid duplication of effort. The plan

    shall be consistent with the need for the development of new

    technologies for meeting the goals of response actions in accordance

    with the provisions of this chapter. The Advisory Council shall be

    provided an opportunity to review and comment on the plan and

    priorities and assist appropriate coordination among the relevant

    Federal agencies referred to in subparagraph (A) of paragraph (5).

 

(b) Alternative or innovative treatment technology research and

        demonstration program

 

                          (1) Establishment

 

        The Administrator is authorized and directed to carry out a

    program of research, evaluation, testing, development, and

    demonstration of alternative or innovative treatment technologies

    (hereinafter in this subsection referred to as the ``program)

    which may be utilized in response actions to achieve more permanent

    protection of human health and welfare and the environment.

 

                         (2) Administration

 

        The program shall be administered by the Administrator, acting

    through an office of technology demonstration and shall be

    coordinated with programs carried out by the Office of Solid Waste

    and Emergency Response and the Office of Research and Development.

 

                      (3) Contracts and grants

 

        In carrying out the program, the Administrator is authorized to

    enter into contracts and cooperative agreements with, and make

    grants to, persons, public entities, and nonprofit private entities

    which are exempt from tax under section 501(c)(3) of title 26. The

    Administrator shall, to the maximum extent possible, enter into

    appropriate cost sharing arrangements under this subsection.

 

                          (4) Use of sites

 

        In carrying out the program, the Administrator may arrange for

    the use of sites at which a response may be undertaken under section

    9604 of this title for the purposes of carrying out research,

    testing, evaluation, development, and demonstration projects. Each

    such project shall be carried out under such terms and conditions as

    the Administrator shall require to assure the protection of human

    health and the environment and to assure adequate control by the

    Administrator of the research, testing, evaluation, development, and

    demonstration activities at the site.

 

                    (5) Demonstration assistance

 

        (A) Program components

 

            The demonstration assistance program shall include the

        following:

                (i) The publication of a solicitation and the evaluation

            of applications for demonstration projects utilizing

            alternative or innovative technologies.

                (ii) The selection of sites which are suitable for the

            testing and evaluation of innovative technologies.

                (iii) The development of detailed plans for innovative

            technology demonstration projects.

                (iv) The supervision of such demonstration projects and

            the providing of quality assurance for data obtained.

                (v) The evaluation of the results of alternative

            innovative technology demonstration projects and the

            determination of whether or not the technologies used are

            effective and feasible.

 

        (B) Solicitation

 

            Within 90 days after October 17, 1986, and no less often

        than once every 12 months thereafter, the Administrator shall

        publish a solicitation for innovative or alternative

        technologies at a stage of development suitable for full-scale

        demonstrations at sites at which a response action may be

        undertaken under section 9604 of this title. The purpose of any

        such project shall be to demonstrate the use of an alternative

        or innovative treatment technology with respect to hazardous

        substances or pollutants or contaminants which are located at

        the site or which are to be removed from the site. The

        solicitation notice shall prescribe information to be included

        in the application, including technical and economic data

        derived from the applicants own research and development

        efforts, and other information sufficient to permit the

        Administrator to assess the technologys potential and the types

        of remedial action to which it may be applicable.

 

        (C) Applications

 

            Any person and any public or private nonprofit entity may

        submit an application to the Administrator in response to the

        solicitation. The application shall contain a proposed

        demonstration plan setting forth how and when the project is to

        be carried out and such other information as the Administrator

        may require.

 

        (D) Project selection

 

            In selecting technologies to be demonstrated, the

        Administrator shall fully review the applications submitted and

        shall consider at least the criteria specified in paragraph (7).

        The Administrator shall select or refuse to select a project for

        demonstration under this subsection within 90 days of receiving

        the completed application for such project. In the case of a

        refusal to select the project, the Administrator shall notify

        the applicant within such 90-day period of the reasons for his

        refusal.

 

        (E) Site selection

 

            The Administrator shall propose 10 sites at which a response

        may be undertaken under section 9604 of this title to be the

        location of any demonstration project under this subsection

        within 60 days after the close of the public comment period.

        After an opportunity for notice and public comment, the

        Administrator shall select such sites and projects. In selecting

        any such site, the Administrator shall take into account the

        applicants technical data and preferences either for onsite

        operation or for utilizing the site as a source of hazardous

        substances or pollutants or contaminants to be treated offsite.

 

        (F) Demonstration plan

 

            Within 60 days after the selection of the site under this

        paragraph to be the location of a demonstration project, the

        Administrator shall establish a final demonstration plan for the

        project, based upon the demonstration plan contained in the

        application for the project. Such plan shall clearly set forth

        how and when the demonstration project will be carried out.

 

        (G) Supervision and testing

 

            Each demonstration project under this subsection shall be

        performed by the applicant, or by a person satisfactory to the

        applicant, under the supervision of the Administrator. The

        Administrator shall enter into a written agreement with each

        applicant granting the Administrator the responsibility and

        authority for testing procedures, quality control, monitoring,

        and other measurements necessary to determine and evaluate the

        results of the demonstration project. The Administrator may pay

        the costs of testing, monitoring, quality control, and other

        measurements required by the Administrator to determine and

        evaluate the results of the demonstration project, and the

        limitations established by subparagraph (J) shall not apply to

        such costs.

 

        (H) Project completion

 

            Each demonstration project under this subsection shall be

        completed within such time as is established in the

        demonstration plan.

 

        (I) Extensions

 

            The Administrator may extend any deadline established under

        this paragraph by mutual agreement with the applicant concerned.

 

        (J) Funding restrictions

 

            The Administrator shall not provide any Federal assistance

        for any part of a full-scale field demonstration project under

        this subsection to any applicant unless such applicant can

        demonstrate that it cannot obtain appropriate private financing

        on reasonable terms and conditions sufficient to carry out such

        demonstration project without such Federal assistance. The total

        Federal funds for any full-scale field demonstration project

        under this subsection shall not exceed 50 percent of the total

        cost of such project estimated at the time of the award of such

        assistance. The Administrator shall not expend more than

        $10,000,000 for assistance under the program in any fiscal year

        and shall not expend more than $3,000,000 for any single

        project.

 

                      (6) Field demonstrations

 

        In carrying out the program, the Administrator shall initiate or

    cause to be initiated at least 10 field demonstration projects of

    alternative or innovative treatment technologies at sites at which a

    response may be undertaken under section 9604 of this title, in

    fiscal year 1987 and each of the succeeding three fiscal years. If

    the Administrator determines that 10 field demonstration projects

    under this subsection cannot be initiated consistent with the

    criteria set forth in paragraph (7) in any of such fiscal years, the

    Administrator shall transmit to the appropriate committees of

    Congress a report explaining the reasons for his inability to

    conduct such demonstration projects.

 

                            (7) Criteria

 

        In selecting technologies to be demonstrated under this

    subsection, the Administrator shall, consistent with the protection

    of human health and the environment, consider each of the following

    criteria:

            (A) The potential for contributing to solutions to those

        waste problems which pose the greatest threat to human health,

        which cannot be adequately controlled under present

        technologies, or which otherwise pose significant management

        difficulties.

            (B) The availability of technologies which have been

        sufficiently developed for field demonstration and which are

        likely to be cost-effective and reliable.

            (C) The availability and suitability of sites for

        demonstrating such technologies, taking into account the

        physical, biological, chemical, and geological characteristics

        of the sites, the extent and type of contamination found at the

        site, and the capability to conduct demonstration projects in

        such a manner as to assure the protection of human health and

        the environment.

            (D) The likelihood that the data to be generated from the

        demonstration project at the site will be applicable to other

        sites.

 

                       (8) Technology transfer

 

        In carrying out the program, the Administrator shall conduct a

    technology transfer program including the development, collection,

    evaluation, coordination, and dissemination of information relating

    to the utilization of alternative or innovative treatment

    technologies for response actions. The Administrator shall establish

    and maintain a central reference library for such information. The

    information maintained by the Administrator shall be made available

    to the public, subject to the provisions of section 552 of title 5

    and section 1905 of title 18, and to other Government agencies in a

    manner that will facilitate its dissemination; except, that upon a

    showing satisfactory to the Administrator by any person that any

    information or portion thereof obtained under this subsection by the

    Administrator directly or indirectly from such person, would, if

    made public, divulge--

            (A) trade secrets; or

            (B) other proprietary information of such person,

 

    the Administrator shall not disclose such information and disclosure

    thereof shall be punishable under section 1905 of title 18. This

    subsection is not authority to withhold information from Congress or

    any committee of Congress upon the request of the chairman of such

    committee.

 

                            (9) Training

 

        The Administrator is authorized and directed to carry out,

    through the Office of Technology Demonstration, a program of

    training and an evaluation of training needs for each of the

    following:

            (A) Training in the procedures for the handling and removal

        of hazardous substances for employees who handle hazardous

        substances.

            (B) Training in the management of facilities at which

        hazardous substances are located and in the evaluation of the

        hazards to human health presented by such facilities for State

        and local health and environment agency personnel.

 

                           (10) Definition

 

        For purposes of this subsection, the term ``alternative or

    innovative treatment technologies means those technologies,

    including proprietary or patented methods, which permanently alter

    the composition of hazardous waste through chemical, biological, or

    physical means so as to significantly reduce the toxicity, mobility,

    or volume (or any combination thereof) of the hazardous waste or

    contaminated materials being treated. The term also includes

    technologies that characterize or assess the extent of

    contamination, the chemical and physical character of the

    contaminants, and the stresses imposed by the contaminants on

    complex ecosystems at sites.

 

(c) Hazardous substance research

 

    The Administrator may conduct and support, through grants,

cooperative agreements, and contracts, research with respect to the

detection, assessment, and evaluation of the effects on and risks to

human health of hazardous substances and detection of hazardous

substances in the environment. The Administrator shall coordinate such

research with the Secretary of Health and Human Services, acting through

the advisory council established under this section, in order to avoid

duplication of effort.

 

(d) University hazardous substance research centers

 

                          (1) Grant program

 

        The Administrator shall make grants to institutions of higher

    learning to establish and operate not fewer than 5 hazardous

    substance research centers in the United States. In carrying out the

    program under this subsection, the Administrator should seek to have

    established and operated 10 hazardous substance research centers in

    the United States.

 

                   (2) Responsibilities of centers

 

        The responsibilities of each hazardous substance research center

    established under this subsection shall include, but not be limited

    to, the conduct of research and training relating to the

    manufacture, use, transportation, disposal, and management of

    hazardous substances and publication and dissemination of the

    results of such research.

 

                          (3) Applications

 

        Any institution of higher learning interested in receiving a

    grant under this subsection shall submit to the Administrator an

    application in such form and containing such information as the

    Administrator may require by regulation.

 

                       (4) Selection criteria

 

        The Administrator shall select recipients of grants under this

    subsection on the basis of the following criteria:

            (A) The hazardous substance research center shall be located

        in a State which is representative of the needs of the region in

        which such State is located for improved hazardous waste

        management.

            (B) The grant recipient shall be located in an area which

        has experienced problems with hazardous substance management.

            (C) There is available to the grant recipient for carrying

        out this subsection demonstrated research resources.

            (D) The capability of the grant recipient to provide

        leadership in making national and regional contributions to the

        solution of both long-range and immediate hazardous substance

        management problems.

            (E) The grant recipient shall make a commitment to support

        ongoing hazardous substance research programs with budgeted

        institutional funds of at least $100,000 per year.

            (F) The grant recipient shall have an interdisciplinary

        staff with demonstrated expertise in hazardous substance

        management and research.

            (G) The grant recipient shall have a demonstrated ability to

        disseminate results of hazardous substance research and

        educational programs through an interdisciplinary continuing

        education program.

            (H) The projects which the grant recipient proposes to carry

        out under the grant are necessary and appropriate.

 

                      (5) Maintenance of effort

 

        No grant may be made under this subsection in any fiscal year

    unless the recipient of such grant enters into such agreements with

    the Administrator as the Administrator may require to ensure that

    such recipient will maintain its aggregate expenditures from all

    other sources for establishing and operating a regional hazardous

    substance research center and related research activities at or

    above the average level of such expenditures in its 2 fiscal years

    preceding October 17, 1986.

 

                          (6) Federal share

 

        The Federal share of a grant under this subsection shall not

    exceed 80 percent of the costs of establishing and operating the

    regional hazardous substance research center and related research

    activities carried out by the grant recipient.

 

                   (7) Limitation on use of funds

 

        No funds made available to carry out this subsection shall be

    used for acquisition of real property (including buildings) or

    construction of any building.

 

     (8) Administration through the Office of the Administrator

 

        Administrative responsibility for carrying out this subsection

    shall be in the Office of the Administrator.

 

                 (9) Equitable distribution of funds

 

        The Administrator shall allocate funds made available to carry

    out this subsection equitably among the regions of the United

    States.

 

                 (10) Technology transfer activities

 

        Not less than five percent of the funds made available to carry

    out this subsection for any fiscal year shall be available to carry

    out technology transfer activities.

 

(e) Report to Congress

 

    At the time of the submission of the annual budget request to

Congress, the Administrator shall submit to the appropriate committees

of the House of Representatives and the Senate and to the advisory

council established under subsection (a) of this section, a report on

the progress of the research, development, and demonstration program

authorized by subsection (b) of this section, including an evaluation of

each demonstration project completed in the preceding fiscal year,

findings with respect to the efficacy of such demonstrated technologies

in achieving permanent and significant reductions in risk from hazardous

wastes, the costs of such demonstration projects, and the potential

applicability of, and projected costs for, such technologies at other

hazardous substance sites.

 

(f) Saving provision

 

    Nothing in this section shall be construed to affect the provisions

of the Solid Waste Disposal Act [42 U.S.C. 6901 et seq.].

 

(g) Small business participation

 

    The Administrator shall ensure, to the maximum extent practicable,

an adequate opportunity for small business participation in the program

established by subsection (b) of this section.

 

(Pub. L. 96-510, title III, Sec. 311, as added Pub. L. 99-499, title II,

Sec. 209(b), Oct. 17, 1986, 100 Stat. 1708; amended Pub. L. 99-514,

Sec. 2, Oct. 22, 1986, 100 Stat. 2095.)

 

                       References in Text

 

    The Public Health Service Act, referred to in subsec. (a)(4), is act

July 1, 1944, ch. 373, 58 Stat. 682, as amended. Title IV of the Public

Health Service Act is classified generally to subchapter III (Sec. 281

et seq.) of chapter 6A of this title. For complete classification of

this Act to the Code, see Short Title note set out under section 201 of

this title and Tables.

    The Solid Waste Disposal Act, referred to in subsec. (f), is title

II of Pub. L. 89-272, Oct. 20, 1965, 79 Stat. 997, as amended generally

by Pub. L. 94-580, Sec. 2, Oct. 21, 1976, 90 Stat. 2795, which is

classified generally to chapter 82 (Sec. 6901 et seq.) of this title.

For complete classification of this Act to the Code, see Short Title

note set out under section 6901 of this title and Tables.

 

 

                               Amendments

 

    1986--Subsec. (b)(3). Pub. L. 99-514 substituted ``Internal Revenue

Code of 1986 for ``Internal Revenue Code of 1954, which for purposes

of codification was translated as ``title 26 thus requiring no change

in text.

 

 

Gulf Coast Hazardous Substance Research, Development, and Demonstration

                                 Center

 

    Section 118(l) of Pub. L. 99-499 provided that:

    ``(1) Establishment of hazardous substance research, development,

and demonstration center.--The Administrator shall establish a hazardous

substance research, development, and demonstration center (hereinafter

in this subsection referred to as the `Center) for the purpose of

conducting research to aid in more effective hazardous substance

response and waste management throughout the Gulf Coast.

    ``(2) Purposes of the center.--The Center shall carry out a program

of research, evaluation, testing, development, and demonstration of

alternative or innovative technologies which may be utilized in response

actions or in normal handling of hazardous wastes to achieve better

protection of human health and the environment.

    ``(3) Operation of center.--(A) For purposes of operating the

Center, the Administrator is authorized to enter into contracts and

cooperative agreements with, and make grants to, a university related

institute involved with the improvement of waste management. Such

institute shall be located in Jefferson County, Texas.

    ``(B) The Center shall be authorized to make grants, accept

contributions, and enter into agreements with universities located in

the States of Texas, Louisiana, Mississippi, Alabama, and Florida in

order to carry out the purposes of the Center.

    ``(4) Authorization of appropriations.--There are authorized to be

appropriated to the Administrator for purposes of carrying out this

subsection for fiscal years beginning after September 30, 1986, not more

than $5,000,000.

 

 

    Pacific Northwest Hazardous Substance Research, Development, and

                          Demonstration Center

 

    Section 118(o) of Pub. L. 99-499 provided that:

    ``(1) Establishment.--The Administrator shall establish a hazardous

substance research, development, and demonstration center (hereinafter

in this subsection referred to as the `Center) for the purpose of

conducting research to aid in more effective hazardous substance

response in the Pacific Northwest.

    ``(2) Purposes of center.--The Center shall carry out a program of

research, evaluation, testing, development, and demonstration of

alternative or innovative technologies which may be utilized in response

actions to achieve more permanent protection of human health and welfare

and the environment.

    ``(3) Operation of center.--

        ``(A) Nonprofit entity.--For the purposes of operating the

    Center, the Administrator is authorized to enter into contracts and

    cooperative agreements with, and make grants to, a nonprofit private

    entity as defined in section 201(i) of Public Law 96-517 [probably

    means section 201(i) of Title 35, Patents, which was enacted by

    section 6(a) of Pub. L. 96-517, Dec. 12, 1980, 94 Stat. 3020] which

    entity shall agree to provide the basic technical and management

    personnel. Such nonprofit private entity shall also agree to provide

    at least two permanent research facilities, one of which shall be

    located in Benton County, Washington, and one of which shall be

    located in Clallam County, Washington.

        ``(B) Authorities.--The Center shall be authorized to make

    grants, accept contributions, and enter into agreements with

    universities located in the States of Washington, Oregon, Idaho, and

    Montana in order to carry out the purposes of the Center.

    ``(4) Hazardous waste research at the hanford site.--

        ``(A) Interagency agreements.--The Administrator and the

    Secretary of Energy are authorized to enter into interagency

    agreements with one another for the purpose of providing for

    research, evaluation, testing, development, and demonstration into

    alternative or innovative technologies to characterize and assess

    the nature and extent of hazardous waste (including radioactive

    mixed waste) contamination at the Hanford site, in the State of

    Washington.

        ``(B) Funding.--There is authorized to be appropriated to the

    Secretary of Energy for purposes of carrying out this paragraph for

    fiscal years beginning after September 30, 1986, not more than

    $5,000,000. All sums appropriated under this subparagraph shall be

    provided to the Administrator by the Secretary of Energy, pursuant

    to the interagency agreement entered into under subparagraph (A),

    for the purpose of the Administrator entering into contracts and

    cooperative agreements with, and making grants to, the Center in

    order to carry out the research, evaluation, testing, development,

    and demonstration described in paragraph (1).

    ``(5) Authorization of appropriations.--There is authorized to be

appropriated to the Administrator for purposes of carrying out this

subsection (other than paragraph (4)) for fiscal years beginning after

September 30, 1986, not more than $5,000,000.

 

 

                   Congressional Statement of Purpose

 

    Section 209(a) of Pub. L. 99-499 provided that: ``The purposes of

this section [enacting this section] are as follows:

        ``(1) To establish a comprehensive and coordinated Federal

    program of research, development, demonstration, and training for

    the purpose of promoting the development of alternative and

    innovative treatment technologies that can be used in response

    actions under the CERCLA program, to provide incentives for the

    development and use of such technologies, and to improve the

    scientific capability to assess, detect and evaluate the effects on

    and risks to human health from hazardous substances.

        ``(2) To establish a basic university research and education

    program within the Department of Health and Human Services and a

    research, demonstration, and training program within the

    Environmental Protection Agency.

        ``(3) To reserve certain funds from the Hazardous Substance

    Trust Fund to support a basic research program within the Department

    of Health and Human Services, and an applied and developmental

    research program within the Environmental Protection Agency.

        ``(4) To enhance the Environmental Protection Agencys internal

    research capabilities related to CERCLA activities, including site

    assessment and technology evaluation.

        ``(5) To provide incentives for the development of alternative

    and innovative treatment technologies in a manner that supplements

    or coordinates with, but does not compete with or duplicate, private

    sector development of such technologies.

 

 

                    Termination of Advisory Councils

 

    Advisory councils established after Jan. 5, 1973, to terminate not

later than the expiration of the 2-year period beginning on the date of

their establishment, unless, in the case of a council established by the

President or an officer of the Federal Government, such council is

renewed by appropriate action prior to the expiration of such 2-year

period, or in the case of a council established by the Congress, its

duration is otherwise provided by law. See sections 3(2) and 14 of Pub.

L. 92-463, Oct. 6, 1972, 86 Stat. 770, 776, set out in the Appendix to

Title 5, Government Organization and Employees.

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 9611, 9619, 9659 of this

title; title 10 section 2702.

 

 

 

Sec. 9660a. Grant program

(1) Grant purposes

 

    Grants for the training and education of workers who are or may be

engaged in activities related to hazardous waste removal or containment

or emergency response may be made under this section.

 

(2) Administration

 

    Grants under this section shall be administered by the National

Institute of Environmental Health Sciences.

 

(3) Grant recipients

 

    Grants shall be awarded to nonprofit organizations which demonstrate

experience in implementing and operating worker health and safety

training and education programs and demonstrate the ability to reach and

involve in training programs target populations of workers who are or

will be engaged in hazardous waste removal or containment or emergency

response operations.

 

(Pub. L. 99-499, title I, Sec. 126(g), Oct. 17, 1986, 100 Stat. 1692.)

 

                          Codification

 

    Section was enacted as part of the Superfund Amendments and

Reauthorization Act of 1986, and not as part of the Comprehensive

Environmental Response, Compensation, and Liability Act of 1980 which

comprises this chapter.

 

                  Section Referred to in Other Sections

 

    This section is referred to in sections 7274d, 9611, 9619 of this

title; title 49 section 5115.

 

 

Sec. 9661. Love Canal property acquisition

(a) Acquisition of property in Emergency Declaration Area

 

    The Administrator of the Environmental Protection Agency

(hereinafter referred to as the ``Administrator) may make grants not

to exceed $2,500,000 to the State of New York (or to any duly

constituted public agency or authority thereof) for purposes of

acquisition of private property in the Love Canal Emergency Declaration

Area. Such acquisition shall include (but shall not be limited to) all

private property within the Emergency Declaration Area, including non-

owner occupied residential properties, commercial, industrial, public,

religious, non-profit, and vacant properties.

 

(b) Procedures for acquisition

 

    No property shall be acquired pursuant to this section unless the

property owner voluntarily agrees to such acquisition. Compensation for

any property acquired pursuant to this section shall be based upon the

fair market value of the property as it existed prior to the emergency

declaration. Valuation procedures for property acquired with funds

provided under this section shall be in accordance with those set forth

in the agreement entered into between the New York State Disaster

Preparedness Commission and the Love Canal Revitalization Agency on

October 9, 1980.

 

(c) State ownership

 

    The Administrator shall not provide any funds under this section for

the acquisition of any properties pursuant to this section unless a

public agency or authority of the State of New York first enters into a

cooperative agreement with the Administrator providing assurances deemed

adequate by the Administrator that the State or an agency created under

the laws of the State shall take title to the properties to be so

acquired.

 

(d) Maintenance of property

 

    The Administrator shall enter into a cooperative agreement with an

appropriate public agency or authority of the State of New York under

which the Administrator shall maintain or arrange for the maintenance of

all properties within the Emergency Declaration Area that have been

acquired by any public agency or authority of the State. Ninety (90)

percent of the costs of such maintenance shall be paid by the

Administrator. The remaining portion of such costs shall be paid by the

State (unless a credit is available under section 9604(c) of this

title). The Administrator is authorized, in his discretion, to provide

technical assistance to any public agency or authority of the State of

New York in order to implement the recommendations of the habitability

and land-use study in order to put the land within the Emergency

Declaration Area to its best use.

 

(e) Habitability and land use study

 

    The Administrator shall conduct or cause to be conducted a

habitability and land-use study. The study shall--

        (1) assess the risks associated with inhabiting of the Love

    Canal Emergency Declaration Area;

        (2) compare the level of hazardous waste contamination in that

    Area to that present in other comparable communities; and

        (3) assess the potential uses of the land within the Emergency

    Declaration Area, including but not limited to residential,

    industrial, commercial and recreational, and the risks associated

    with such potential uses.

 

The Administrator shall publish the findings of such study and shall

work with the State of New York to develop recommendations based upon

the results of such study.

 

(f) Funding

 

    For purposes of section 9611 of this title [and 9631(c) \1\ of this

title], the expenditures authorized by this section shall be treated as

a cost specified in section 9611(c) of this title.

---------------------------------------------------------------------------

    \1\ See References in Text note below.

---------------------------------------------------------------------------

 

(g) Response

 

    The provisions of this section shall not affect the implementation

of other response actions within the Emergency Declaration Area that the

Administrator has determined (before October 17, 1986) to be necessary

to protect the public health or welfare or the environment.

 

(h) Definitions

 

    For purposes of this section:

 

                   (1) Emergency Declaration Area

 

        The terms ``Emergency Declaration Area and ``Love Canal

    Emergency Declaration Area mean the Emergency Declaration Area as

    defined in section 950, paragraph (2) of the General Municipal Law

    of the State of New York, Chapter 259, Laws of 1980, as in effect on

    October 17, 1986.

 

                        (2) Private property

 

        As used in subsection (a) of this section, the term ``private

    property means all property which is not owned by a department,

    agency, or instrumentality of--

            (A) the United States, or

            (B) the State of New York (or any public agency or authority

        thereof).

 

(Pub. L. 96-510, title III, Sec. 312, as added Pub. L. 99-499, title II,

Sec. 213(b), Oct. 17, 1986, 100 Stat. 1727.)

 

                       References in Text

 

    Section 9631 of this title, referred to in subsec. (f), was repealed

by Pub. L. 99-499, title V, Sec. 517(c)(1), Oct. 17, 1986, 100 Stat.

1774.

 

 

         Love Canal Property Acquisition; Congressional Findings

 

    Section 213(a) of Pub. L. 99-499 provided that:

    ``(1) The area known as Love Canal located in the city of Niagara

Falls and the town of Wheatfield, New York, was the first toxic waste

site to receive national attention. As a result of that attention

Congress investigated the problems associated with toxic waste sites and

enacted CERCLA [Comprehensive Environmental Response, Compensation, and

Liability Act of 1980 (42 U.S.C. 9601 et seq.)] to deal with these

problems.

    ``(2) Because Love Canal came to the Nations attention prior to the

passage of CERCLA and because the fund under CERCLA was not available to

compensate for all of the hardships endured by the citizens in the area,

Congress has determined that special provisions are required. These

provisions do not affect the lawfulness, implementation, or selection of

any other response actions at Love Canal or at any other facilities.

 

 

            Coordination of Titles I to IV of Pub. L. 99-499

 

    Any provision of titles I to IV of Pub. L. 99-499, imposing any tax,

premium, or fee; establishing any trust fund; or authorizing

expenditures from any trust fund, to have no force or effect, see

section 531 of Pub. L. 99-499, set out as a note under section 1 of

Title 26, Internal Revenue Code.

 

 

Sec. 9662. Limitation on contract and borrowing authority

Any authority provided by this Act, including any amendment made by

this Act, to enter into contracts to obligate the United States or to

incur indebtedness for the repayment of which the United States is

liable shall be effective only to such extent or in such amounts as are

provided in appropriation Acts.

 

(Pub. L. 99-499, Sec. 3, Oct. 17, 1986, 100 Stat. 1614.)

 

                       References in Text

 

    This Act, referred to in text, is Pub. L. 99-499, Oct. 17, 1986, 100

Stat. 1613, as amended, known as the Superfund Amendments and

Reauthorization Act of 1986. For complete classification of this Act to

the Code, see Short Title of 1986 Amendment note set out under section

9601 of this title and Tables.

 

                          Codification

 

    Section was enacted as part of the Superfund Amendments and

Reauthorization Act of 1986, and not as part of the Comprehensive

Environmental Response, Compensation, and Liability Act of 1980 which

comprises this chapter.

 

                  Section Referred to in Other Sections

 

    This section is referred to in section 9619 of this title.

 

 

SUBCHAPTER IV--POLLUTION INSURANCE

 

Sec. 9671. Definitions

As used in this subchapter--

 

                            (1) Insurance

 

        The term ``insurance means primary insurance, excess

    insurance, reinsurance, surplus lines insurance, and any other

    arrangement for shifting and distributing risk which is determined

    to be insurance under applicable State or Federal law.

 

                       (2) Pollution liability

 

        The term ``pollution liability means liability for injuries

    arising from the release of hazardous substances or pollutants or

    contaminants.

 

                      (3) Risk retention group

 

        The term ``risk retention group means any corporation or other

    limited liability association taxable as a corporation, or as an

    insurance company, formed under the laws of any State--

            (A) whose primary activity consists of assuming and

        spreading all, or any portion, of the pollution liability of its

        group members;

            (B) which is organized for the primary purpose of conducting

        the activity described under subparagraph (A);

            (C) which is chartered or licensed as an insurance company

        and authorized to engage in the business of insurance under the

        laws of any State; and

            (D) which does not exclude any person from membership in the

        group solely to provide for members of such a group a

        competitive advantage over such a person.

 

                        (4) Purchasing group

 

        The term ``purchasing group means any group of persons which

    has as one of its purposes the purchase of pollution liability

    insurance on a group basis.

 

                              (5) State

 

        The term ``State means any State of the United States, the

    District of Columbia, the Commonwealth of Puerto Rico, Guam,

    American Samoa, the Virgin Islands, the Commonwealth of the Northern

    Marianas, and any other territory or possession over which the

    United States has jurisdiction.

 

(Pub. L. 96-510, title IV, Sec. 401, as added Pub. L. 99-499, title II,

Sec. 210(a), formerly Sec. 210, Oct. 17, 1986, 100 Stat. 1716;

renumbered Sec. 210(a), Pub. L. 99-563, Sec. 11(c)(1), Oct. 27, 1986,

100 Stat. 3177.)

 

 

  State Powers and Authorities Under Risk Retention Amendments of 1986

 

    Section 210(b) of Pub. L. 99-499, as added by Pub. L. 99-563,

Sec. 11(c)(1), Oct. 27, 1986, 100 Stat. 3177, provided that: ``For

purposes of subsection (a) of this section [enacting this subchapter],

the powers and authorities of States addressed by the Risk Retention

Amendments of 1986 [Pub. L. 99-563, see Short Title of 1986 Amendment

note set out under section 3901 of Title 15, Commerce and Trade] are in

addition to those of this Act [see Short Title of 1986 Amendment note

set out under section 9601 of this title].

 

 

Sec. 9672. State laws; scope of subchapter

(a) State laws

 

    Nothing in this subchapter shall be construed to affect either the

tort law or the law governing the interpretation of insurance contracts

of any State. The definitions of pollution liability and pollution

liability insurance under any State law shall not be applied for the

purposes of this subchapter, including recognition or qualification of

risk retention groups or purchasing groups.

 

(b) Scope of subchapter

 

    The authority to offer or to provide insurance under this subchapter

shall be limited to coverage of pollution liability risks and this

subchapter does not authorize a risk retention group or purchasing group

to provide coverage of any other line of insurance.

 

(Pub. L. 96-510, title IV, Sec. 402, as added Pub. L. 99-499, title II,

Sec. 210(a), formerly Sec. 210, Oct. 17, 1986, 100 Stat. 1716;

renumbered Sec. 210(a), Pub. L. 99-563, Sec. 11(c)(1), Oct. 27, 1986,

100 Stat. 3177.)

 

 

Sec. 9673. Risk retention groups

 

(a) Exemption

 

    Except as provided in this section, a risk retention group shall be

exempt from the following:

        (1) A State law, rule, or order which makes unlawful, or

    regulates, directly or indirectly, the operation of a risk retention

    group.

        (2) A State law, rule, or order which requires or permits a risk

    retention group to participate in any insurance insolvency guaranty

    association to which an insurer licensed in the State is required to

    belong.

        (3) A State law, rule, or order which requires any insurance

    policy issued to a risk retention group or any member of the group

    to be countersigned by an insurance agent or broker residing in the

    State.

        (4) A State law, rule, or order which otherwise discriminates

    against a risk retention group or any of its members.

 

(b) Exceptions

 

                 (1) State laws generally applicable

 

        Nothing in subsection (a) of this section shall be construed to

    affect the applicability of State laws generally applicable to

    persons or corporations. The State in which a risk retention group

    is chartered may regulate the formation and operation of the group.

 

           (2) State regulations not subject to exemption

 

        Subsection (a) of this section shall not apply to any State law

    which requires a risk retention group to do any of the following:

            (A) Comply with the unfair claim settlement practices law of

        the State.

            (B) Pay, on a nondiscriminatory basis, applicable premium

        and other taxes which are levied on admitted insurers and

        surplus line insurers, brokers, or policyholders under the laws

        of the State.

            (C) Participate, on a nondiscriminatory basis, in any

        mechanism established or authorized under the law of the State

        for the equitable apportionment among insurers of pollution

        liability insurance losses and expenses incurred on policies

        written through such mechanism.

            (D) Submit to the appropriate authority reports and other

        information required of licensed insurers under the laws of a

        State relating solely to pollution liability insurance losses

        and expenses.

            (E) Register with and designate the State insurance

        commissioner as its agent solely for the purpose of receiving

        service of legal documents or process.

            (F) Furnish, upon request, such commissioner a copy of any

        financial report submitted by the risk retention group to the

        commissioner of the chartering or licensing jurisdiction.

            (G) Submit to an examination by the State insurance

        commissioner in any State in which the group is doing business

        to determine the groups financial condition, if--

                (i) the commissioner has reason to believe the risk

            retention group is in a financially impaired condition; and

                (ii) the commissioner of the jurisdiction in which the

            group is chartered has not begun or has refused to initiate

            an examination of the group.

 

            (H) Comply with a lawful order issued in a delinquency

        proceeding commenced by the State insurance commissioner if the

        commissioner of the jurisdiction in which the group is chartered

        has failed to initiate such a proceeding after notice of a

        finding of financial impairment under subparagraph (G).

 

(c) Application of exemptions

 

    The exemptions specified in subsection (a) of this section apply

to--

        (1) pollution liability insurance coverage provided by a risk

    retention group for--

            (A) such group; or

            (B) any person who is a member of such group;

 

        (2) the sale of pollution liability insurance coverage for a

    risk retention group; and

        (3) the provision of insurance related services or management

    services for a risk retention group or any member of such a group.

 

(d) Agents or brokers

 

    A State may require that a person acting, or offering to act, as an

agent or broker for a risk retention group obtain a license from that

State, except that a State may not impose any qualification or

requirement which discriminates against a nonresident agent or broker.

 

(Pub. L. 96-510, title IV, Sec. 403, as added Pub. L. 99-499, title II,

Sec. 210(a), formerly Sec. 210, Oct. 17, 1986, 100 Stat. 1717;

renumbered Sec. 210(a), Pub. L. 99-563, Sec. 11(c)(1), Oct. 27, 1986,

100 Stat. 3177.)

 

 

Sec. 9674. Purchasing groups

(a) Exemption

 

    Except as provided in this section, a purchasing group is exempt

from the following:

        (1) A State law, rule, or order which prohibits the

    establishment of a purchasing group.

        (2) A State law, rule, or order which makes it unlawful for an

    insurer to provide or offer to provide insurance on a basis

    providing, to a purchasing group or its member, advantages, based on

    their loss and expense experience, not afforded to other persons

    with respect to rates, policy forms, coverages, or other matters.

        (3) A State law, rule, or order which prohibits a purchasing

    group or its members from purchasing insurance on the group basis

    described in paragraph (2) of this subsection.

        (4) A State law, rule, or order which prohibits a purchasing

    group from obtaining insurance on a group basis because the group

    has not been in existence for a minimum period of time or because

    any member has not belonged to the group for a minimum period of

    time.

        (5) A State law, rule, or order which requires that a purchasing

    group must have a minimum number of members, common ownership or

    affiliation, or a certain legal form.

        (6) A State law, rule, or order which requires that a certain

    percentage of a purchasing group must obtain insurance on a group

    basis.

        (7) A State law, rule, or order which requires that any

    insurance policy issued to a purchasing group or any members of the

    group be countersigned by an insurance agent or broker residing in

    that State.

        (8) A State law, rule, or order which otherwise discriminate \1\

    against a purchasing group or any of its members.

---------------------------------------------------------------------------

    \1\ So in original. Probably should be ``discriminates.

---------------------------------------------------------------------------

 

(b) Application of exemptions

 

    The exemptions specified in subsection (a) of this section apply to

the following:

        (1) Pollution liability insurance, and comprehensive general

    liability insurance which includes this coverage, provided to--

            (A) a purchasing group; or

            (B) any person who is a member of a purchasing group.

 

        (2) The sale of any one of the following to a purchasing group

    or a member of the group:

            (A) Pollution liability insurance and comprehensive general

        liability coverage.

            (B) Insurance related services.

            (C) Management services.

 

(c) Agents or brokers

 

    A State may require that a person acting, or offering to act, as an

agent or broker for a purchasing group obtain a license from that State,

except that a State may not impose any qualification or requirement

which discriminates against a nonresident agent or broker.

 

(Pub. L. 96-510, title IV, Sec. 404, as added Pub. L. 99-499, title II,

Sec. 210(a), formerly Sec. 210, Oct. 17, 1986, 100 Stat. 1718;

renumbered Sec. 210(a), Pub. L. 99-563, Sec. 11(c)(1), Oct. 27, 1986,

100 Stat. 3177.)

 

 

Sec. 9675. Applicability of securities laws

 

(a) Ownership interests

 

    The ownership interests of members of a risk retention group shall

be considered to be--

        (1) exempted securities for purposes of section 77e of title 15

    and for purposes of section 78l of title 15; and

        (2) securities for purposes of the provisions of section 77q of

    title 15 and the provisions of section 78j of title 15.

 

(b) Investment Company Act

 

    A risk retention group shall not be considered to be an investment

company for purposes of the Investment Company Act of 1940 (15 U.S.C.

80a-1 et seq.).

 

(c) Blue sky law

 

    The ownership interests of members in a risk retention group shall

not be considered securities for purposes of any State blue sky law.

 

(Pub. L. 96-510, title IV, Sec. 405, as added Pub. L. 99-499, title II,

Sec. 210(a), formerly Sec. 210, Oct. 17, 1986, 100 Stat. 1719;

renumbered Sec. 210(a), Pub. L. 99-563, Sec. 11(c)(1), Oct. 27, 1986,

100 Stat. 3177.)

 

                       References in Text

 

    The Investment Company Act of 1940, referred to in subsec. (b), is

title I of act Aug. 22, 1940, ch. 686, 54 Stat. 789, as amended, which

is classified generally to subchapter I (Sec. 80a-1 et seq.) of chapter

2D of Title 15, Commerce and Trade. For complete classification of this

Act to the Code, see section 80a-51 of Title 15 and Tables.

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